Finding 614366 (2022-003)

Significant Deficiency
Requirement
C
Questioned Costs
-
Year
2022
Accepted
2023-08-04
Audit: 38099
Organization: Help-New Mexico, Inc. (NM)

AI Summary

  • Core Issue: Reimbursement request for October 2021 was submitted late, violating grant agreement timelines.
  • Impacted Requirements: Compliance with 2 CFR Section 200.514(d)(3) and the Governmental Services Agreement requiring timely invoice submissions.
  • Recommended Follow-Up: Enhance internal control monitoring and provide staff training on timely reimbursement processes.

Finding Text

Federal Agency: U.S. Department of Agriculture Federal Program Name: SNAP Employment and Training Program Assistance Listing Number: 10.537 Pass-Through Agency: State of New Mexico Human Services Department Pass-Through Number: 21-630-9000-0054 Type of Finding: Significant Deficiency in Internal Control over Compliance Condition/Context During our testing, for the month of October 2021, the reimbursement request was not submitted timely within 30 days after the last day of the following month as required by the grant agreement. Criteria In accordance with the Compliance Supplement, Part 7 ? Internal Control, 2 CFR Section 200.514(d)(3) requires that nonfederal entities receiving federal awards establish and maintain internal control over the federal awards that provides reasonable assurance that the nonfederal entity is managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards. In accordance with the Governmental services Agreement between the State of New Mexico Human Services Department and HELP-New Mexico, Inc. monthly invoices must be submitted by the contractor no later than the last day of the following month. Cause Clerical oversight due to employee transitions. Effect Noncompliance with the Governmental Services Agreement. Repeat Finding - No Questioned Cost - None Recommendation We recommend that management improve internal control monitoring activities and provide training to staff regarding timely reimbursement requests. View of Responsible Officials There is no disagreement with the audit finding.

Categories

Internal Control / Segregation of Duties Subrecipient Monitoring Cash Management Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 37924 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.537 Supplemental Nutrition Assistance Program (snap) Employment and Training (e&t) Data and Technical Assistance Grants $835,702
93.600 Head Start $654,577
14.231 Emergency Solutions Grant Program $560,824
17.274 Youthbuild $273,895
10.558 Child and Adult Care Food Program $235,242
94.016 Senior Companion Program $84,700
94.011 Foster Grandparent Program $81,852
17.258 Wia Adult Program $66,316
17.278 Wia Dislocated Worker Formula Grants $66,316
93.569 Community Services Block Grant $52,000
17.259 Wia Youth Activities $47,368