Finding 613116 (2022-015)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-02-26

AI Summary

  • Core Issue: The City did not meet the Tier 5 reporting requirement for the ARP SLFRF, missing the deadline for the annual project expenditures report.
  • Impacted Requirements: The City must submit a report by April 30 each year detailing expenditures from April 1 to March 31 of the previous fiscal year.
  • Recommended Follow-Up: Ensure timely report submissions with proper documentation and include any previously unreported expenditures to accurately reflect total project costs.

Finding Text

Condition: The City appears to have failed to comply with the Tier 5 reporting requirement associated with the American Recovery Plan (ARP) State and Local Fiscal Recovery Funds (SLFRF). Criteria: As a Tier 5 reporter, the City is required to submit an annual project expenditures report by April 30 each year reporting fiscal year expenditures occurring from April 1 through March 31 of the preceding fiscal year. Cause: The City Clerk thought that she had appropriately submitted the report in a timely fashion, however could not produce documentation to verify the submission. The auditor downloaded the April 2022 quarterly and annual reporting data and could not locate the City?s expenditure of $38,668 which occurred prior to March 31, 2022. Effect: Failure to comply with reporting requirements to which the federal award is subject. Recommendation: Future report submissions should be made on a timely basis with documentation retained of compliance with those reporting requirements. Future submissions should include the amounts which failed to be reported with the prior reporting period in order to appropriately reflect cumulative project costs on which the funds were expended. Management?s Response: Management concurs with the finding and has agreed to establish and fund the required reserve funds.

Categories

Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 36674 2022-015
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $1.14M
10.760 Water and Waste Disposal Systems for Rural Communities $907,048
21.027 Coronavirus State and Local Fiscal Recovery Funds $462,705
20.106 Airport Improvement Program $35,145
15.904 Historic Preservation Fund Grants-in-Aid $1,985