Finding 612844 (2022-004)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2022-11-21

AI Summary

  • Core Issue: The District failed to collect required payroll documentation from contractors, which is essential for compliance with wage rate requirements.
  • Impacted Requirements: Compliance with 29 CFR Part 5 and 2 CFR Part 176, which mandate that contractors submit weekly payrolls and compliance statements.
  • Recommended Follow-Up: Ensure the District obtains weekly payrolls and compliance statements from all contractors involved in federally funded construction projects.

Finding Text

2022-004 ? Special Provisions ? Wage Rate Requirements Federal agency: U.S. Department of Education Federal program title: Education Stabilization Fund Assistance Listing Number: 84.425D, 84.425U and 84.425W Pass-Through Agency: Minnesota Department of Education Pass-Through Number(s): S425C210015 and S425D210045 Award Period: July 1, 2021 - June 30, 2022 Type of Finding: ? Significant deficiency in internal control over compliance Criteria or Specific Requirement: Per 29 CFR Part 5, 2 CFR Part 176, subpart C and 2 CFR section 200.326, the District is required to include in their construction contract subject to the Wage Rate Requirements a provision that the contractor or subcontractor comply with those requirements and the Department of Labor regulations. This includes a requirement for the contractor or subcontractor to submit the District weekly, for each week in which any contract work is performed, a copy of the payroll and a statement of compliance. Condition: During special provisions testing, it was noted that the District has the correct wording relating to the wage rate requirements in the contracts but did not obtain any documentation from the contractor ensuring that the contractor was following the wage rate requirements. Questioned Costs: Not applicable. Context: 1 out of 1 contractor selected has the proper wording relating to the Wage Rate Requirements in the contract but the District does not receive any documentation verifying the compliance. Cause: Oversight. Effect: Lack of proper documentation of controls over compliance with special provision requirements could result in paying contractors that are not in compliance with the Wage Rate Requirements set by the Department of Labor. This could ultimately result in questioned costs. Repeat Finding: Not applicable. Recommendation: We recommend that the District obtain the weekly payrolls and statement of compliance from contractors that work on construction contracts financed by federal assistance funds. Views of Responsible Official: There is no disagreement with the finding.

Categories

Internal Control / Segregation of Duties Significant Deficiency Special Tests & Provisions

Other Findings in this Audit

  • 36392 2022-003
    Significant Deficiency Repeat
  • 36393 2022-003
    Significant Deficiency Repeat
  • 36394 2022-003
    Significant Deficiency Repeat
  • 36395 2022-003
    Significant Deficiency Repeat
  • 36396 2022-003
    Significant Deficiency Repeat
  • 36397 2022-003
    Significant Deficiency Repeat
  • 36398 2022-003
    Significant Deficiency Repeat
  • 36399 2022-004
    Significant Deficiency
  • 36400 2022-004
    Significant Deficiency
  • 36401 2022-004
    Significant Deficiency
  • 36402 2022-004
    Significant Deficiency
  • 612834 2022-003
    Significant Deficiency Repeat
  • 612835 2022-003
    Significant Deficiency Repeat
  • 612836 2022-003
    Significant Deficiency Repeat
  • 612837 2022-003
    Significant Deficiency Repeat
  • 612838 2022-003
    Significant Deficiency Repeat
  • 612839 2022-003
    Significant Deficiency Repeat
  • 612840 2022-003
    Significant Deficiency Repeat
  • 612841 2022-004
    Significant Deficiency
  • 612842 2022-004
    Significant Deficiency
  • 612843 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $343,766
32.009 Emergency Connectivity Fund Program $232,360
10.553 School Breakfast Program $170,184
21.027 Coronavirus State and Local Fiscal Recovery Funds $51,951
84.027 Special Education_grants to States $49,794
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $33,791
10.559 Summer Food Service Program for Children $30,268
10.555 National School Lunch Program $22,407
84.048 Career and Technical Education -- Basic Grants to States $14,218
84.358 Rural Education $5,606
21.019 Coronavirus Relief Fund $2,778
84.425 Education Stabilization Fund $2,007
10.556 Special Milk Program for Children $46