Finding 612833 (2022-001)

Material Weakness
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-05-08

AI Summary

  • Core Issue: The School District failed to verify vendors for suspension or debarment before purchasing equipment with federal funds.
  • Impacted Requirements: Compliance with federal regulations requiring checks against the Excluded Parties List System (EPLS) for vendors receiving federal funds.
  • Recommended Follow-Up: Implement a process to ensure all grants are identified as federally funded and adhere to procurement policies, including tracking funding sources.

Finding Text

Reference Number: 2022-001 ? Procurement, Suspension, and Debarment Federal Agency: Federal Communication Commission Federal Program: Emergency Connectivity Fund Program ? ALN 32.009 Compliance Requirement: Procurement, Suspension, and Debarment Type of Finding: Material Weakness in Internal Control Over Compliance and Compliance Criteria: Federal grant recipients are prohibited from contracting with parties suspended or debarred from doing business with the federal government. Federal regulations require that grant recipients ensure vendors are not suspended or debarred from doing business with the federal government. This verification may be accomplished by checking the Excluded Parties List System (EPLS) maintained by the General Services Administration (GSA), collection of a certification from the entity, or adding a clause or condition to the covered transaction with that entity (2 CFR section 180.300). Statement of Condition: The School District contracted the purchase of mobile routers, modems, and antennas in which the vendors were not verified to not be suspended or debarred from receiving federal funds. During testing, it was found that applicable vendors were not listed as suspended or debarred. Statement of Cause: While internal control policies are in place to address the procurement, suspension, and debarment requirements, these policies were not followed due to the fact the School District was unaware that the grant was federally funded until after the equipment was purchased. Possible Asserted Effect: The School District could have purchased goods or services from suspended or debarred vendors that are not eligible to receive federal funds. Questioned Costs: None Context: The School District had two transactions that were applied to the Emergency Connectivity Fund Program during the fiscal year to the same vendor. Therefore, we tested all federal expenditures that would have required the School District to follow the procurement, suspension, and debarment requirements. Recommendation: The School District should ensure whether all funding sources, specifically grants, are federally funded and follow the related procurement, suspension, and debarment internal control policies previously established. Views of responsible officials and planned corrective action: The School District will require all grants to be submitted to the Business Office with applications and award letters. In addition, a form will be designed that will be attached to the application and award letter along with a request for a funding source to track revenues and expenditures.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 36391 2022-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.027 Special Education_grants to States $2.21M
84.010 Title I Grants to Local Educational Agencies $1.68M
10.553 School Breakfast Program $999,323
84.041 Impact Aid $385,073
32.009 Emergency Connectivity Fund Program $338,955
10.555 National School Lunch Program $330,816
84.367 Improving Teacher Quality State Grants $311,075
84.365 English Language Acquisition State Grants $139,680
84.425 Education Stabilization Fund $133,179
84.424 Student Support and Academic Enrichment Program $75,418
93.778 Medical Assistance Program $72,150
10.649 Pandemic Ebt Administrative Costs $5,814
10.559 Summer Food Service Program for Children $137