Finding 612796 (2022-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-03-29
Audit: 28400
Organization: City of San Buenaventura (CA)

AI Summary

  • Core Issue: The City failed to provide proof that it checked if a vendor was suspended or debarred before making a transaction.
  • Impacted Requirements: Compliance with 2 CFR Part 200, which mandates internal controls for suspension and debarment verification.
  • Recommended Follow-Up: The City should establish procedures to keep verification documentation to support compliance with internal controls.

Finding Text

Criteria or Specific Requirement: 2 CFR Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Award requires compliance with the provisions of suspension and debarment. The City should have internal controls designed to ensure compliance with those provisions. Condition: The City was not able to provide supporting documentation that the City verified the vendor was not suspended or debarred prior to entering the transaction. Questioned Costs: None. Context: There was only one vendor during FY 21-22 that was a covered transaction for this program. Cause: The City did not maintain supporting documentation that the verification of suspension or debarment was performed prior to entering into the contract. Effect: The auditor noted no instances of noncompliance with the provisions of suspension, and debarment; however, we were not able to verify that the City followed their internal controls to ensure the vendor was not suspended or debarred prior to entering the transaction. Repeat Finding: This is not a repeat finding. Recommendation: We recommend the City implement procedures to ensure that verification documentation for suspension and debarment is maintained to support the City's internal control over compliance. View of Responsible Officials: There is no disagreement with the audit finding.

Categories

Procurement, Suspension & Debarment Allowable Costs / Cost Principles

Other Findings in this Audit

  • 36354 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.239 Home Investment Partnerships Program $676,022
14.218 Community Development Block Grants/entitlement Grants $477,918
15.504 Title Xvi Water Reclamation and Reuse Program $465,366
21.027 Coronavirus State and Local Fiscal Recovery Funds $431,623
20.205 Highway Planning and Construction $190,203
97.067 Homeland Security Grant Program $109,068
20.600 State and Community Highway Safety $100,281
20.608 Minimum Penalties for Repeat Offenders for Driving While Intoxicated $97,802
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $70,512
97.012 Boating Safety Financial Assistance $36,877
16.738 Edward Byrne Memorial Justice Assistance Grant Program $36,001
10.558 Child and Adult Care Food Program $8,266
97.044 Assistance to Firefighters Grant $6,360