Finding 612778 (2022-002)

Material Weakness
Requirement
A
Questioned Costs
$1
Year
2022
Accepted
2022-10-24
Audit: 26960
Organization: City of Crystal Lake, Illinois (IL)
Auditor: Sikich LLP

AI Summary

  • Core Issue: The City submitted $260,749 in expenditures for loan reimbursement that were later found to be ineligible.
  • Impacted Requirements: The City must ensure all submitted costs meet eligibility criteria set by the Illinois Environmental Protection Agency (IEPA).
  • Recommended Follow-Up: Review and improve the process for submitting IEPA loan reimbursements to prevent future ineligible claims.

Finding Text

2022-002 Allowable Costs - 66.468 - Capitalization Grants for Drinking Water State Revolving Funds - April 30, 2022 Criteria: The City is responsible for submitting requests for loan disbursements to the Illinois Environmental Protections Agency (IEPA), including eligible expenditures for loan reimbursement. Condition/Context: The City submitted expenditures to IEPA totaling $260,749, that were approved by IEPA. Upon additional review, the City determined these expenditures to be ineligible as they were previously used as bond expenditures related to a previous bond issuance and are therefore ineligible expenditures for loan reimbursement. Cause: The City?s initial review process did not identify ineligible expenditures. Effect: The City provided an entry to retroactively correct the loan proceeds and note payable by reducing the current year loan receivable for the amount of ineligible expenditures. Questioned Costs: $260,749 Recommendation: We recommend the City review its process and procedures related to submitting IEPA loan reimbursements, to ensure all expenditures are eligible for reimbursement. Views of Responsible Officials: The City agrees with the finding above, further information is provided in the Corrective Action Plan.

Categories

Questioned Costs Allowable Costs / Cost Principles Cash Management Eligibility Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 36336 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
66.468 Capitalization Grants for Drinking Water State Revolving Funds $2.70M
21.027 Coronavirus State and Local Fiscal Recovery Funds $315,302
14.218 Community Development Block Grants/entitlement Grants $75,000
93.498 Provider Relief Fund $44,876
20.600 State and Community Highway Safety $15,639
16.607 Bulletproof Vest Partnership Program $6,269
16.922 Equitable Sharing Program $2,360