Finding 610548 (2022-005)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-04-17
Audit: 34909
Organization: Logan County, Illinois (IL)

AI Summary

  • Core Issue: The County failed to adhere to its own procurement policies, leading to non-compliance with federal guidelines.
  • Impacted Requirements: Procurement standards outlined in the County's policies and the Uniform Guidance were not followed for 2 out of 4 purchases tested.
  • Recommended Follow-Up: Ensure adherence to procurement procedures and maintain proper documentation for all purchases; review and update the Federal Grant Management policy as needed.

Finding Text

Finding No. 2022-005 ? Procurement Federal Agency: U.S. Department of Treasury Federal Program Title: COVID 19 ? State and Local Fiscal Recovery Funds Federal Assistance Listing Number: 21.027 Section III ? Findings and Questioned Costs ? Major Federal Programs (Continued) Finding No. 2022-005 ? Procurement (Continued) Award Period: March 3, 2021 through December 31, 2026 Type of Finding: Significant Deficiency in Internal Control over Compliance Other Matter Condition: The County did not follow the procedures in place that comply with the procurement standards outlined in their procurement policies. Criteria: Procurement policies must be followed when the County procures good and services. Context: For 2 of the 4 purchases tested, there was no documented evidence to support the County followed its procurement policies to comply with federal procurement guidelines. Effect: The County did not comply with the compliance requirements for procurement set forth in the Uniform Guidance, which could result in improperly purchased goods or contracts. Cause: Management informed us that this was an oversight and caused by lack of consistent internal control over compliance. Repeat Finding: Finding was not reported in the prior year. Recommendation: To ensure proper procurement, we recommend following the procedures that are outlined in the County's procurement policy and keeping documentation related to the procurement of goods and services. Views of Responsible Officials: The Federal Grant Management policy will be reviewed and updated, as necessary, by the County Board. The policy will be distributed to all departments of the County. All grantees will be encouraged to follow all procedures for procurements outlined in the policy.

Categories

Procurement, Suspension & Debarment Internal Control / Segregation of Duties Significant Deficiency

Other Findings in this Audit

  • 34105 2022-004
    Significant Deficiency Repeat
  • 34106 2022-005
    Significant Deficiency
  • 610547 2022-004
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $672,918
93.268 Immunization Cooperative Agreements $173,853
20.509 Formula Grants for Rural Areas and Tribal Transit Program $171,822
97.067 Homeland Security Grant Program $152,161
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $110,986
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $103,447
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $83,587
20.106 Airport Improvement Program $60,645
93.498 Provider Relief Fund $60,471
20.205 Highway Planning and Construction $56,306
93.994 Maternal and Child Health Services Block Grant to the States $40,320
93.069 Public Health Emergency Preparedness $39,938
90.404 2018 Hava Election Security Grants $29,692
93.667 Social Services Block Grant $10,163
20.703 Interagency Hazardous Materials Public Sector Training and Planning Grants $5,867
10.572 Wic Farmers' Market Nutrition Program (fmnp) $1,000