Finding 610452 (2022-002)

Material Weakness
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2023-09-27

AI Summary

  • Core Issue: The Company relied solely on grant budgets to support salary and wage charges, which is not allowed under federal regulations.
  • Impacted Requirements: Internal controls for accurate documentation of personnel expenses were not implemented, leading to potential inaccuracies in payroll allocations.
  • Recommended Follow-Up: Establish a robust internal control system to ensure salary and wage charges are based on accurate daily records of work performed.

Finding Text

Name of Federal Agency: Department of Housing and Urban Development Federal Program Name and Assistance Listing Number: 14.889 - Choice Neighborhoods Implementation Grants Federal Award Year: 2022 Name of Pass-Through Entity: Cuyahoga Metropolitan Housing Authority; City of Detroit Criteria: According to 2 CFR, Part 200.430(i)(1) of the Office of Management and Budget's Uniform Guidance, charges to Federal awards for salaries and wages must be based on records that accurately reflect the work performed, which must, among other things: (i) Be supported by a system of internal control which provides reasonable assurance that the charges are accurate, allowable, and properly allocated; (ii) Be incorporated into the official records of the non-Federal entity; (iii) Reasonably reflect the total activity for which the employee is compensated by the non-Federal entity; and (iv) Support the distribution of the employee's salary or wages among specific activities. Condition: The Community Builders, Inc. and Subsidiaries (the ?Company?) used grant budgets as the only support for the salaries and wages charged to the grants under the Choice Neighborhoods Implementation Grants program, which is specifically disallowed per Paragraph (i)(1)(viii) of 2 CFR 200.430. Cause: Management did not implement internal control procedures to comply with the regulations for documentation of personnel expenses. Effect: Salary and wage costs may be charged to the program that are inaccurate, unallowable, or not properly allocated. Questioned Costs: The questioned costs relate to six employees whose salaries and wages charged to the program are allocated at less than 100%. The total charges for these employees were calculated as $73,804. Context: The audit finding is prevalent because it relates to payroll charges allocated on a bi-weekly basis and to requests for reimbursement processed monthly for the City of Detroit grant and periodically for the Cuyahoga Metropolitan Housing Authority (?CMHA?) grant and is not an isolated instance as it relates to the Company not implementing appropriate and complete record keeping procedures for the federal program to comply with the regulations for documentation of personnel expenses. Identification as a Repeat Finding: This is not a repeat finding. Recommendation: The Company should establish a system of internal controls to provide reasonable assurance that salary and wage costs are accurate, allowable, and properly allocated by basing salaries and wages charged to federal awards on underlying records that accurately reflect all work performed on a daily basis in accordance with 2 CFR 200, Subpart E, Subsection 430.

Categories

Questioned Costs Allowable Costs / Cost Principles Subrecipient Monitoring Cash Management Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 34010 2022-002
    Material Weakness
  • 34011 2022-002
    Material Weakness
  • 610453 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $13.29M
14.U01 Hud Unknown Program $8.00M
21.011 Capital Magnet Fund $5.31M
21.027 Coronavirus State and Local Fiscal Recovery Funds $4.13M
14.889 Choice Neighborhoods Implementation Grants $662,743
14.218 Community Development Block Grants/entitlement Grants $500,000
14.239 Home Investment Partnerships Program $378,000
14.896 Family Self-Sufficiency Program $33,803
10.569 Emergency Food Assistance Program (food Commodities) $20,179