Finding 610171 (2022-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-09-28

AI Summary

  • Core Issue: The Hospital incorrectly reported $1,700,047 in ARPA payments as Q1 2022 expenses instead of the correct quarters (Q1 2020 - Q4 2020).
  • Impacted Requirements: Reporting requirements for ARPA payments mandate that expenditures be reported by the quarter they were incurred.
  • Recommended Follow-Up: Strengthen internal controls to ensure compliance with HRSA guidance and accurate reporting in future submissions.

Finding Text

(3) Findings and Questioned Costs relating to Federal Awards Finding 2022-011 Compliance Requirement: Reporting Federal Agency: U.S. Department of Health and Human Services Federal Program: Covid-19 Provider Relief Fund and American Rescue Plan (ARP) Rural Distribution - AL No. 93.498 ALN Number: 93.498 Award Year: January 1, 2021 - December 31, 2021 Criteria: The reporting requirements for American Rescue Plan Act (ARPA) state that ARPA payments applied to expenditures should be reported by calendar year quarterly periods within the period of performance. Condition: The Period 4 report submission applied $1,700,047 of ARPA distributions to expenditures, all of which were reported as expenditures incurred during Q1 2022. However, all of these expenditures were incurred in quarters Q1 2020 through Q4 2020. Cause: The Hospital interpreted Provider Relief Fund (PRF) reporting requirements in such a way that ARPA payments applied to expenditures did not need to be classified and reported by the quarterly period incurred. Effect: The Period 4 report submission reported $1,700,047 of ARPA payments as Q1 2022 expenses when all of the payments should have been reported in the Period 4 report in previous quarters. No findings were identified over the period of performance. Identification of Questioned Costs: None Repeat finding: Finding 2022-011 is not a repeat finding Recommendation: We recommend that the Hospital strengthen their system of internal controls around the review of HRSA guidance to ensure that all reporting is consistent with requirements and instructions as provided by regulatory agencies. View of Responsible Officials: Management agrees with the finding. Although reported in the incorrect quarter, the Hospital did incur expenses in excess of the amount of ARPA funds received. In addition, the Hospital also suffered lost revenues in excess of the ARPA funds received. Management will refine its review process of HRSA guidance and data entry into the portal to ensure appropriate designation between reporting periods.

Categories

Period of Performance Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 33729 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.395 Cancer Treatment Research $139,150
93.498 Provider Relief Fund $98,070
93.994 Maternal and Child Health Services Block Grant to the States $52,712
93.575 Child Care and Development Block Grant $16,690
93.991 Preventive Health and Health Services Block Grant $13,500