Finding 609468 (2022-002)

-
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-08-28

AI Summary

  • Core Issue: The June 30, 2022 Form ED-209 inaccurately reported expenses and cash available for lending, overstating expenses by $83,975 and understating cash by the same amount.
  • Impacted Requirements: The Authorized Official must certify that the report is complete and accurate, which was not upheld due to incorrect reporting of startup costs.
  • Recommended Follow-Up: The Organization should enhance internal controls to ensure all reports are reviewed and approved before submission to prevent future errors.

Finding Text

Condition: The Organization's June 30, 2022 Form ED-209 Revolving Loan Fund Financial Report overstated expenses and understated cash available for lending as follows: Portion RLF Income Admin. Expense - Reported $ 88,363; Actual $ 4,388; Difference $ 83,975 RLF Cash Available for Lending - Reported $ 65,805; Actual $ 149,780; Difference $ (83,975) Criteria: Form ED-209 Revolving Loan Fund Financial Report requires, among others, the following representations from the Authorized Official signing the report: By signing the report, the Authorized Official certifies to EDA that the RLF is operating in accordance with its RLF Plan and that the information provided in the form is complete and accurate. Cause: The Organization's grant award included $83,975 of funding for the Revolving Loan Fund startup costs. Costs funded from the startup portion of the grant are included on the Organization's internal program reporting but should not have been reported on Form ED-209. Effect: The Organization's June 30, 2022 Form ED-209 overstated expenses and understated cash available for lending. Context: For the year ended December 31, 2022, the Organization submitted Form ED-209 three times. Two Forms ED-209 were selected for testing and one contained errors. Recommendation: The Organization should update its internal controls over reporting to require the review and approval of reports prior to submission.

Categories

Allowable Costs / Cost Principles Reporting Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 33025 2022-001
    Significant Deficiency
  • 33026 2022-002
    -
  • 609467 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
59.012 7(a) Loan Guarantees $1.34M
11.307 Economic Adjustment Assistance $1.19M
21.020 Community Development Financial Institutions Program $810,748
59.046 Microloan Program $749,970
59.043 Women's Business Ownership Assistance $170,351
10.870 Rural Microentrepreneur Assistance Program $16,616