Finding 609062 (2022-001)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2022-12-27
Audit: 28964
Organization: Community Care (ME)

AI Summary

  • Core Issue: One out of five critical cases did not receive the required face-to-face visits, violating contract terms.
  • Impacted Requirements: Contract mandates bi-monthly visits for families with specific risk factors affecting child safety.
  • Recommended Follow-Up: Implement a checklist or procedures to ensure compliance with visit requirements and enhance tracking.

Finding Text

Program(s) Affected AL #93.558, Temporary Assistance for Needy Families, U.S. Department of Health and Human Services, passed through Maine Department of Health and Human Services, agreement period July 1, 2021 - June 30, 2022. Criteria Per Rider A of the contract, the provider shall make individual, face-to-face contact with critical case members twice monthly for at least three months in cases referred where there is a child five years old or younger, and the family presents with at least one of the following risk factors, and the risk has an impact on the child's safety: domestic violence, parental substance abuse, unmanaged parental mental illness, maternal depression, or multiple unrelated caregivers. Condition and Context One of five critical cases selected for testing from a nonstatistical sample of 25 cases tested, did not have visits at least twice a month in line with contract criteria. Questioned Costs N/A Cause and Effect A lack of policies and procedures led to failure to track the requirement to perform these visits; as such, the critical case patrons were not consistently being observed on a basis prescribed within the contract terms. Further, noncompliance with this contract criteria subjects the child to greater potential risk of unsafe environmental conditions. Repeat Finding? Yes, Finding 2021-002 Recommendation We recommend the Organization institute procedures such as a checklist to ensure staff are appropriately serving their case members. Views of Responsible Officials and Planned Corrective Actions: Management agrees with finding. See attached Planned Corrective Actions.

Categories

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Other Findings in this Audit

  • 32620 2022-001
    Material Weakness Repeat
  • 32621 2022-002
    Significant Deficiency Repeat
  • 32622 2022-001
    Material Weakness Repeat
  • 32623 2022-002
    Significant Deficiency Repeat
  • 609063 2022-002
    Significant Deficiency Repeat
  • 609064 2022-001
    Material Weakness Repeat
  • 609065 2022-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.558 Temporary Assistance for Needy Families $1.16M
93.575 Child Care and Development Block Grant $255,284
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $192,274
93.645 Stephanie Tubbs Jones Child Welfare Services Program $70,987
93.958 Block Grants for Community Mental Health Services $4,723