Finding 608401 (2022-002)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-01-02
Audit: 36169
Organization: Western New Mexico University (NM)
Auditor: Mp Group INC

AI Summary

  • Core Issue: Some vendors were not checked against the federal SAM database, risking compliance with federal regulations.
  • Impacted Requirements: Federal law prohibits contracting with suspended or debarred parties when using federal funds.
  • Recommended Follow-Up: Ensure all vendors are screened using SAM before approval, with verification processes in place starting November 1, 2022.

Finding Text

Condition Certain vendors were not screened using the federal System for Award Management (SAM) to verify that they had not been suspended or debarred. Instead, the New Mexico General Services Department debarment notice website was used to screen potential vendors. The New Mexico debarment list does not include all federally suspended or debarred entities. Criteria The Code of Federal Regulations, Title 2, Subtitle 2, Chapter 1, Part 180.220 prohibits non-federal entities like the University, from contracting with parties that are suspended or debarred when federal funds are involved. Cause The purchasing agent screened the potential vendors against an incomplete suspended and debarred database. Effect None of the vendors tested were suspended or debarred. Potentially, the University may have violated federal law by using a vendor that was suspended or debarred. Recommendation Ensure the all vendors are screened using the System for Award Management prior to approving a vendor. Response As part of the approval process for all purchases utilizing federal funds, the accounting and budget department will do a search for exclusions on the System for Award Management (SAM) website. Proof of the results will be attached to the requisition. The purchasing department will verify the search for exclusions was completed with acceptable results prior to processing the purchase requisition. Beginning November 1, 2022, the Director of Purchasing is responsible for verifying results of debarment on the System for Award Management website.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 31952 2022-002
    Significant Deficiency
  • 31953 2022-003
    Significant Deficiency
  • 31954 2022-002
    Significant Deficiency
  • 31955 2022-003
    Significant Deficiency
  • 31956 2022-002
    Significant Deficiency
  • 31957 2022-003
    Significant Deficiency
  • 31958 2022-002
    Significant Deficiency
  • 31959 2022-002
    Significant Deficiency
  • 31960 2022-002
    Significant Deficiency
  • 31961 2022-002
    Significant Deficiency
  • 31962 2022-002
    Significant Deficiency
  • 31963 2022-002
    Significant Deficiency
  • 31964 2022-002
    Significant Deficiency
  • 31965 2022-002
    Significant Deficiency
  • 31966 2022-002
    Significant Deficiency
  • 31967 2022-002
    Significant Deficiency
  • 31968 2022-002
    Significant Deficiency
  • 31969 2022-002
    Significant Deficiency
  • 31970 2022-002
    Significant Deficiency
  • 31971 2022-002
    Significant Deficiency
  • 608394 2022-002
    Significant Deficiency
  • 608395 2022-003
    Significant Deficiency
  • 608396 2022-002
    Significant Deficiency
  • 608397 2022-003
    Significant Deficiency
  • 608398 2022-002
    Significant Deficiency
  • 608399 2022-003
    Significant Deficiency
  • 608400 2022-002
    Significant Deficiency
  • 608402 2022-002
    Significant Deficiency
  • 608403 2022-002
    Significant Deficiency
  • 608404 2022-002
    Significant Deficiency
  • 608405 2022-002
    Significant Deficiency
  • 608406 2022-002
    Significant Deficiency
  • 608407 2022-002
    Significant Deficiency
  • 608408 2022-002
    Significant Deficiency
  • 608409 2022-002
    Significant Deficiency
  • 608410 2022-002
    Significant Deficiency
  • 608411 2022-002
    Significant Deficiency
  • 608412 2022-002
    Significant Deficiency
  • 608413 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $10.93M
84.063 Federal Pell Grant Program $4.15M
93.575 Child Care and Development Block Grant $364,721
84.425 Education Stabilization Fund $276,181
84.033 Federal Work-Study Program $203,599
93.558 Temporary Assistance for Needy Families $136,861
84.007 Federal Supplemental Educational Opportunity Grants $120,145
95.001 High Intensity Drug Trafficking Areas Program $116,536
93.658 Foster Care_title IV-E $113,446
84.048 Career and Technical Education -- Basic Grants to States $92,182
10.326 Capacity Building for Non-Land Grant Colleges of Agriculture (nlgca) $85,441
84.002 Adult Education - Basic Grants to States $84,929
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $74,720
93.859 Biomedical Research and Research Training $28,223
93.464 Acl Assistive Technology $25,000
11.307 Economic Adjustment Assistance $15,342
47.076 Education and Human Resources $15,160
45.024 Promotion of the Arts_grants to Organizations and Individuals $15,000
45.025 Promotion of the Arts_partnership Agreements $5,000
15.945 Cooperative Research and Training Programs ? Resources of the National Park System $3,574