Finding 608237 (2022-004)

Material Weakness
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-06-29

AI Summary

  • Core Issue: The School Board failed to file its single audit report on time, missing the nine-month deadline after the fiscal year ending June 30, 2022.
  • Impacted Requirements: The School Board did not comply with federal regulations requiring timely submission of audit reports, risking delays or denial of federal grant assistance.
  • Recommended Follow-Up: Implement new procedures to ensure timely completion and filing of future audit reports, as agreed by management.

Finding Text

2022-004) Late Completion and Filing of Single Audit Questioned Costs: N/A Assistance Listing Numbers Name of Federal Program or Cluster 97.036 Disaster Grants-Public Assistance (Presidentially Declared Disasters) Criteria: The Office of Management and Budget (OMB) designated the Census Bureau as the National Clearinghouse (or Federal Audit Clearinghouse FAC) for the receipt of Single Audit Reports from state and local governments. In this capacity, the Census Bureau serves as the central collection point and repository for audit reports prepared and submitted under provisions of the Single Audit Act of 1984 (amended in 1996), and Uniform Guidance section 200.512. States, local governments, Indian Tribes or Tribal Organizations, institutions of higher education (IHEs), and nonprofit organizations that annually expend $750,000 or more in federal awards must perform a Single Audit and complete Form SFSAC for every fiscal period during which they meet the reporting dollar threshold. The central collection point for single audit reports is the Federal Audit Clearing House Internet Data Entry System (IDES) website. Without any waivers, the report is due no later than nine months after an entity?s year end. Condition(s): The School Board did not file its single audit report with the Federal Audit Clearing House in the timeline established by regulation which is nine months after the year end of June 30, 2022. The School Board did request and received approval of an extension to file the audit report with the Louisiana Legislative Auditor within six months of the year end; however, the School Board did not receive an extension to file within nine months of its yearend from the federal government. Universe/ Population: None Sample size: None Cause: The completion of the School Board?s audit was delayed due to the lack of proper procedures and controls to identify and record expenditures reportable on the SEFA associated with the FEMA disaster grant. The School Boards data and supporting schedules were not maintained in a manner to identify the expenditures subject to being reported on the SEFA for the FEMA disaster grant. Management was ultimately able to provide the necessary support to complete the audit. Effect: The lack of timely filing may result in delays or denial of federal grant assistance.Recommendation: The School Board should implement procedures to ensure all future filings are completed timely. View of Responsible Official: Management agrees with the finding. Management will implement procedures referenced in Finding 2022-001 and 2022-003 that will help facilitate gathering information necessary for proper recording at year end to avoid this issue in the future and allow timely completion of the audit.

Categories

Reporting

Other Findings in this Audit

  • 31792 2022-003
    Material Weakness
  • 31793 2022-003
    Material Weakness
  • 31794 2022-003
    Material Weakness
  • 31795 2022-004
    Material Weakness
  • 608234 2022-003
    Material Weakness
  • 608235 2022-003
    Material Weakness
  • 608236 2022-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $130.46M
84.010 Title I Grants to Local Educational Agencies $14.43M
10.555 National School Lunch Program $12.25M
84.425 Education Stabilization Fund $9.04M
84.027 Special Education_grants to States $6.64M
10.553 School Breakfast Program $3.13M
93.600 Head Start $3.08M
93.434 Every Student Succeeds Act/preschool Development Grants $1.76M
84.367 Improving Teacher Quality State Grants $1.55M
84.371 Comprehensive Literacy Development $826,104
32.009 Emergency Connectivity Fund Program $825,352
84.424 Student Support and Academic Enrichment Program $590,355
84.048 Career and Technical Education -- Basic Grants to States $494,489
93.575 Child Care and Development Block Grant $319,914
84.173 Special Education_preschool Grants $289,122
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $140,258
84.196 Education for Homeless Children and Youth $101,926
84.365 English Language Acquisition State Grants $79,573
12.U02 Department of the Navy - Jrotc $73,163
10.582 Fresh Fruit and Vegetable Program $60,426
12.U01 Department of the Army - Jrotc $41,723
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $40,799
84.377 School Improvement Grants $19,904
93.981 Improving Student Health and Academic Achievement Through Nutrition, Physical Activity and the Management of Chronic Conditions in Schools $9,937
10.559 Summer Food Service Program for Children $1,145