Finding 607404 (2022-002)

Material Weakness
Requirement
A
Questioned Costs
$1
Year
2022
Accepted
2023-10-01

AI Summary

  • Core Issue: The Organization failed to provide adequate support for several drawdowns, indicating weak internal controls.
  • Impacted Requirements: Recipients must maintain sufficient financial records and evidence for fund expenditures.
  • Recommended Follow-up: Implement new policies to ensure proper approval of all drawdowns related to Federal awards.

Finding Text

CFDA Numbers: 93.959 and 93.788 Criteria: Each recipient shall establish and maintain sufficient financial records. Grantees shall maintain evidence to support how the funds were expended. Condition and context: The Organization had several drawdowns that did not have any support for the draw. Cause: Lack of internal controls over the drawdown process. Effect: Activities or costs that are allowed or allowable could potentially be overpaid or underpaid. Questioned Costs: $523,832 Recommendation: The Organization should establish policies and procedures to ensure grants management properly approves all drawdowns that are to be paid with Federal awards. Organization response: The Organization has hired a new executive director and chief financial officer; the management team has implemented new accounting and financial policies within the accounting department to oversee and maintain federal expenditures are incompliance with grant agreements.

Categories

Questioned Costs Cash Management Internal Control / Segregation of Duties

Other Findings in this Audit

  • 30961 2022-001
    Material Weakness
  • 30962 2022-002
    Material Weakness
  • 607403 2022-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.959 Block Grants for Prevention and Treatment of Substance Abuse $757,821
93.788 Opioid Str $259,494
93.558 Temporary Assistance for Needy Families $71,997