Finding 607135 (2022-002)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-09-20
Audit: 26413
Organization: Waldo Community Action Partners (ME)
Auditor: Wipfli LLP

AI Summary

  • Core Issue: Applications for LIHEAP were not certified within the required thirty business days.
  • Impacted Requirements: This violates the HEAP Rule, leading to significant deficiencies in internal controls.
  • Recommended Follow-Up: Establish a standard process to ensure timely application certification and compliance.

Finding Text

Finding Number: 2022-002 Repeat Finding: No Type of Finding: Significant Deficiency in Internal Control and Nonmaterial Noncompliance Description: LIHEAP Application Certification Major Program: AL #93.568 ? Low Income Housing Energy Assistance ? FFY 2021, FFY 2022 and FFY 2023 Questioned Costs: None How the questioned costs were computed: N/A Compliance Requirements: Eligibility Condition: Out of the sample tested, there were numerous applications that were not certified within thirty business days from the date of application. Criteria: Per the Home Energy Assistance Program (HEAP) Rule, ?The Subgrantee will certify or deny an Application within thirty (30) business days from the Date of Application?. Cause: The Organization was understaffed during 2022 and couldn?t keep up with the volume of applications that needed to be certified within the thirty business days required. Effect: The Organization was not in compliance with the application certification requirement, resulting in nonmaterial noncompliance and a significant deficiency in internal controls over compliance. Recommendation: We recommend that the Organization implement a standard process for certifying the applications within the required timeframe to ensure compliance with the grant agreement and HEAP Rule. View of Responsible Officials: Management agrees with the finding and has committed to a corrective action plan.

Categories

Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 30692 2022-001
    Significant Deficiency
  • 30693 2022-002
    Significant Deficiency
  • 30694 2022-001
    Significant Deficiency
  • 30695 2022-001
    Significant Deficiency
  • 607134 2022-001
    Significant Deficiency
  • 607136 2022-001
    Significant Deficiency
  • 607137 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.023 Emergency Rental Assistance Program $2.20M
93.568 Low-Income Home Energy Assistance $640,242
20.509 Formula Grants for Rural Areas and Tribal Transit Program $434,315
93.569 Community Services Block Grant $270,059
10.558 Child and Adult Care Food Program $136,780
20.513 Enhanced Mobility of Seniors and Individuals with Disabilities $112,712
21.026 Homeowner Assistance Fund $105,000
93.600 Head Start $86,247
93.558 Temporary Assistance for Needy Families $62,068
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $44,920
93.667 Social Services Block Grant $29,416
81.042 Weatherization Assistance for Low-Income Persons $20,425
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $19,639
10.766 Community Facilities Loans and Grants $10,461
93.332 Cooperative Agreement to Support Navigators in Federally-Facilitated and State Partnership Marketplaces $2,869
10.559 Summer Food Service Program for Children $324