Finding 606993 (2022-002)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-03-05
Audit: 31365
Organization: Oklahoma City University (OK)
Auditor: Forvis LLP

AI Summary

  • Core Issue: Required public reports for HEERF III student aid and HEERF II institutional aid were not posted on time.
  • Impacted Requirements: Compliance with Section 18004(a)(1) reporting deadlines set by the U.S. Department of Education.
  • Recommended Follow-Up: Review and improve processes to ensure all compliance requirements are met and staff are informed.

Finding Text

COVID-19 Education Stabilization Fund, Higher Education Emergency Relief Fund ? Student Aid Portion, ALN 84.425E Higher Education Emergency Relief Fund ? Institutional Aid Portion, ALN 84.425F U.S. Department of Education, Award Year 2022 Criteria or Specific Requirement ? Reporting ? Section 18004(a)(1) Student Aid Portion Quarterly Public Reporting and Institutional Aid Portion Quarterly Public Reporting ? 85 FR 53082 Condition ? One of the University?s required public reports for Higher Education Emergency Relief Fund (HEERF) III student aid portion dollars disbursed during the Fall 2021 term and one of the University?s required public reports for HEERF II institutional aid portion dollars were not publicly posted in a timely manner. Questioned Costs ? None Context ? Out of the population of five required quarterly public reports for HEERF I, II, and III student aid portion dollars, one was selected for testing. Out of four required quarterly reports for HEERF I, II, and III institutional aid portion dollars, one was selected for testing. Neither report tested was publicly posted by the stated Department of Education deadline. Our sample was not and was not intended to be a statically valid sample. Effect ? Information required to be made publicly available was not done so in a timely manner, which could result in a loss of funding. Cause ? This was a newer federal program with evolving compliance requirements and, due to turnover in the financial accounting services department in the prior year, current employees were not aware of the requirement. Identification as a Repeat Finding ? 2021-001 Recommendation ? The University should review its processes and controls to ensure awareness of compliance requirements. Views of Responsible Officials and Planned Corrective Actions ? Management agrees with the finding and, once made aware, timely filed all required reports.

Categories

Reporting

Other Findings in this Audit

  • 30550 2022-001
    Significant Deficiency
  • 30551 2022-002
    Significant Deficiency Repeat
  • 30552 2022-003
    Significant Deficiency
  • 30553 2022-002
    Significant Deficiency
  • 606992 2022-001
    Significant Deficiency
  • 606994 2022-003
    Significant Deficiency
  • 606995 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $41.64M
84.063 Federal Pell Grant Program $1.55M
84.038 Federal Perkins Loan Program $1.54M
84.425 Education Stabilization Fund $1.06M
84.033 Federal Work-Study Program $244,325
16.746 Capital Case Litigation Initiative $151,195
84.007 Federal Supplemental Educational Opportunity Grants $136,017
12.900 Language Grant Program $2,647