Finding 606725 (2022-004)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-07-24

AI Summary

  • Core Issue: One trip report was submitted late, violating the 45-day deadline for reporting after non-local travel.
  • Impacted Requirements: Non-compliance with 7 CFR 1485.22(d) regarding timely financial and performance reporting.
  • Recommended Follow-Up: Update policies and procedures to clarify roles and ensure timely submission of trip reports.

Finding Text

Finding 2022-004: Reportable Finding Considered a Significant Deficiency ? Reporting compliance Program Name: Market Access Plan Assistance listing #: 10.601 Federal Awarding Agency: U.S. Department of Agriculture Award Number: 12-4336-0-3-999 Compliance Requirement: Reporting Criteria: According to 7 CFR 1485.22(d), participants are required to submit regular financial and performance reports in accordance with their agreement. For non-local travel, participants are required to submit trip reports within 45 calendar days after the completion of travel. Condition: During our testing of reporting compliance, out of a sample size of three reports, one trip report was submitted after the required 45 days upon return from the trip. Cause: The auditee is aware of the compliance requirement but due to an administrative oversight, the trip report was submitted late. Effect: The auditee was not in compliance with reporting requirements outlined in of 7 CFR 1485.22 resulting in untimely federal award data reporting. Repeat Finding: This is not a repeat finding. Recommendation: We recommend that the Organization update their policies and procedures surrounding the submission of reports, and specifically trip reports, to ensure the appropriate individual(s) know their roles in relation to timely trip reporting and are aware of strict reporting deadlines. Views of Responsible Officials and Corrective Action Plan (unaudited): See corrective action plan.

Categories

Reporting Significant Deficiency

Other Findings in this Audit

  • 30281 2022-002
    Significant Deficiency
  • 30282 2022-003
    Significant Deficiency
  • 30283 2022-004
    Significant Deficiency
  • 606723 2022-002
    Significant Deficiency
  • 606724 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.601 Market Access Program $968,016
10.618 Agricultural Trade Promotion Program $161,977