Finding 606628 (2022-002)

Significant Deficiency
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2023-09-29

AI Summary

  • Core Issue: The Loan Fund's internal controls failed to prevent a miscalculation of payroll costs, leading to potential noncompliance.
  • Impacted Requirements: This situation violates the requirement for effective internal controls over Federal awards as outlined in 2 CFR Part 200.
  • Recommended Follow-Up: Ensure accurate approvals of timesheets to align with federal allowable cost principles and update policies to prevent future issues.

Finding Text

Criteria or specific requirement: According to ?200.303 Internal controls of 2 CFR Part 200, the nonfederal entity must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. Condition: During our testing, we noted that the Loan Fund?s internal controls were not sufficient in order to prevent miscalculation of allowable payroll costs. Questioned costs: $388 Context: During our testing, 1 of the 45 tested payroll disbursements was incorrectly calculated. The total hours per the timesheet did not agree to the amount used for payment. The overall hours per timesheet were 4 hours less than the amount paid on check. Cause: Error that was not identified by established controls and procedures over allowable costs principals. Effect: Possible noncompliance with federal cost principals or grant requirements. Recommendation: We recommend that NMLF ensure that approvals of timesheets are correct in order to ensure compliance with federal allowable cost principals. Views of responsible officials: There is no disagreement with the audit finding. Management accepts this finding and has made efforts to review and update our policies and procedures to prevent future noncompliance with federal cost principals and requirements.

Categories

Questioned Costs Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 30182 2022-001
    Material Weakness
  • 30183 2022-001
    Material Weakness
  • 30184 2022-001
    Material Weakness
  • 30185 2022-001
    Material Weakness
  • 30186 2022-002
    Significant Deficiency
  • 30187 2022-003
    Significant Deficiency
  • 606624 2022-001
    Material Weakness
  • 606625 2022-001
    Material Weakness
  • 606626 2022-001
    Material Weakness
  • 606627 2022-001
    Material Weakness
  • 606629 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.024 Cdfi Rapid Response Program $761,751
59.046 Sba Microloan Program $519,865
10.767 Intermediary Relending Program $256,961