Finding 605152 (2022-003)

Material Weakness
Requirement
C
Questioned Costs
-
Year
2022
Accepted
2023-09-28

AI Summary

  • Core Issue: Funding requests for reimbursement lacked proper review and approval, violating cash management criteria.
  • Impacted Requirements: Requests must be based on actual costs and reviewed by knowledgeable staff to ensure compliance.
  • Recommended Follow-Up: Implement clear policies and controls to document the review and approval process for all funding requests.

Finding Text

Finding 2022-003: Cash Management - Cash Requisitions (Material Weakness) Criteria: Funding requests for cost reimbursement contracts must be based on actual costs incurred prior to reimbursement request. For funding requests made in advance of related expenditures, requests must be in amounts that minimize the time between cash receipt and when the funds are spent. Review of funding requests must be performed by an employee with knowledge of the government contract and of the funding needs of the federal program. Statement of Condition: For all selected samples of funding requests for cost reimbursement contracts, there was no evidence of review and approval of the funding requests submitted. Cause: Procedures and internal controls associated with the preparation of funding requests were not adequately documented. Effect: Management did not have sufficient documentation for the funding requests submitted for government contracts. Questioned Costs: None Identification of Repeat Finding: No Recommendation: We recommend that management implement policies, controls and procedures to evidence review and approval of all funding requests from government contracts to comply with applicable cash management requirements. View of Responsible Officials: Management is in agreement with the finding. Management is in the process of implementing additional policies, procedures and controls over the preparation, review and approval of funding requests submitted for government contracts.

Categories

Cash Management Material Weakness

Other Findings in this Audit

  • 28708 2022-001
    Material Weakness
  • 28709 2022-002
    Material Weakness
  • 28710 2022-003
    Material Weakness
  • 28711 2022-004
    Significant Deficiency
  • 605150 2022-001
    Material Weakness
  • 605151 2022-002
    Material Weakness
  • 605153 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.959 Block Grants for Prevention and Treatment of Substance Abuse $924,547
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $666,820
93.788 Opioid Str $511,862
93.600 Head Start $28,609