Finding 601364 (2022-001)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2022-12-29

AI Summary

  • Core Issue: The Authority lacks proper documentation proving U.S. citizenship or eligible immigration status for one tenant in the Housing Voucher program.
  • Impacted Requirements: Compliance with eligibility criteria under 2 CFR Section 5.508 is not being met due to insufficient internal controls.
  • Recommended Follow-Up: Enhance internal controls to ensure all required documentation is collected and retained, and conduct regular reviews of eligibility documentation.

Finding Text

Finding No. 2022-001: Significant Deficiency in Internal Control over Compliance Federal Agency: U.S. Department of Housing and Urban Development Federal Program Title: Housing Voucher Cluster Federal Assistance Listing Number: 14.871 Compliance Requirement: Eligibility Criteria: 2 CFR Section 5.508 states that in order to be eligible for federally assisted housing, each family member must provide evidence of U.S. citizenship or eligible immigration status. Condition: The Authority was unable to provide evidence of U.S. citizenship or eligible immigration status. Context: In a sample of 40 tenant files selected for eligiblity, we noted 1 of the tenants did not contain documentation of U.S. citizenship or eligible immigration status. Cause: The Authority's internal controls in place did not identify the missing documentation. Effect: The Authority does not have sufficient evidence of U.S. citizenship or eligible immigration status. Questioned Costs: None. Repeat Finding: This is not a repeat finding. Recommendation: The Authority should review and enhance its internal controls to ensure that they are sufficient to ensure all required documentation is obtained and retained in the tenant files. Views of Responsible Officials: Management acknowledges the finding and going forward, management will review the completeness of the eligibility documentation for all Housing Choice Voucher participants when they are enrolled in the program and continue review during annual review. Management will also ensure the documents are maintained for a period of three years after the participant exits from the program.

Categories

Eligibility HUD Housing Programs Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 24922 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $10.83M
14.850 Public and Indian Housing $9.45M
14.872 Public Housing Capital Fund $5.15M
14.896 Family Self-Sufficiency Program $71,946