Finding 600512 (2022-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-08-03

AI Summary

  • Core Issue: The final performance report for the grant year had calculation errors in two out of nine required metrics.
  • Impacted Requirements: Compliance with 2 CFR 200.303(a) for effective internal control over federal awards was not met.
  • Recommended Follow-Up: Implement a secondary review process for all reports to ensure accuracy and reliability of performance metrics.

Finding Text

Finding 2022-001 (Significant Deficiency) AL# 93.558:Temporary Assistance for Needy Families, Passed Thru the Kansas Department for Children and Families, U.S. Department of Health and Human Services, Award # EES-2021- MHASCKS-01 Condition: The final performance report for the grant year requires the submission of additional performance metrics. The reported metrics included correct underlying data; however, two of the nine required metrics included calculation errors for the grant year ended June 30, 2022. Criteria: 2 CFR 200.303(a) states the Association is required to establish and maintain effective internal control over the federal award that provides reasonable assurance that the non-federal entity is managing the federal award in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Questioned Costs: None Context: Only the final performance report was required to have these metrics and the calculations were inaccurate. The sample size was determined based upon guidelines provided by the AICPA which is not a statistically valid sample. Cause: Secondary review of performance calculations were not performed. Effect: Not providing accurate performance metrics may lead to inaccurate conclusions on the program?s effectiveness. Recommendation: We recommend the Association add a secondary review of all reports. Views of Responsible Officials (Unaudited): The agency has put into place a secondary review in which the report is prepared by the Program Coordinator, in conjunction with the Administrative Assistant, and then reviewed for accuracy by the Senior Director of Grants and Aging. Additionally, the Senior Director will require supporting documentation of metrics being evaluated in conjunction with the report itself to further ensure accuracy.

Categories

Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 24070 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.558 Temporary Assistance for Needy Families $284,381
94.016 Senior Companion Program $154,689
93.982 Mental Health Disaster Assistance and Emergency Mental Health $103,236
94.002 Retired and Senior Volunteer Program $97,109
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $48,553
14.239 Home Investment Partnerships Program $23,040
16.726 Juvenile Mentoring Program $22,799
21.019 Coronavirus Relief Fund $18,736