Finding 599049 (2022-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-10-01
Audit: 22860
Organization: Brighter Tomorrows, Inc. (NY)

AI Summary

  • Core Issue: Tenant files lacked documentation showing that rent paid with grant funds was reasonable compared to comparable units.
  • Impacted Requirements: Compliance with HUD criteria for reasonable rent and documentation standards was not met.
  • Recommended Follow-Up: Implement a supervisor review process for tenant files to ensure all necessary documentation is maintained.

Finding Text

2022-002. Special Tests and Provisions United States Department of Housing and Urban Development: Continuum of Care Program Assistance Listing No. 14.267 Criteria: Where grants are used to pay rent for individual housing units, the rent paid must be reasonable in relation to rents being charged for comparable units taking into account relevant features. In addition, the rents may not exceed rents currently being charged by the same owner for comparable unassisted units, and the portion of rents paid with grant funds may not exceed HUD-determined fair market rents. Condition: In our testing, there were instances in which comparable rents for the area were not documented and maintained in tenant files, to provide documentation of compliance with the criteria. Cause: The Organization did not have an adequate control in place for the review by a supervisor of every tenant file to ensure that the permanent documentation to conclude that reasonable rent was being charged. The Organizations has a control in place, instead, which required review of a selection of tenant files. Effect: The Organization could potentially not be in compliance with the requirement to ensure that grant funds to pay rent were used for reasonable rent in relation to comparable rent in the area. Questioned Costs: None reported. Context: During a review of tenant files, it was noted that documentation regarding comparable rentals was not included within the file. The Organization did maintain for reference the FY 2022 and FY 2023 Nassau-Suffolk, NY HUD Metro FMR Areas FMRs for All Bedroom Sizes, and also used this to assess reasonable rent. Identification of a Repeat Finding: This is not a repeat finding. Recommendation: The Organization should implement procedures for supervisor review of documents and approval of tenant files to ensure all proper documentation to support reasonable rent is maintained. Views of Responsible Officials of Auditee: The Organization agrees with the finding and will put proper procedures in place to ensure written documentation is maintained in tenant files, to support that the grant funds to pay rent were used for reasonable rent in relation to comparable rent in the area.

Categories

Special Tests & Provisions HUD Housing Programs

Other Findings in this Audit

  • 22601 2022-001
    Significant Deficiency Repeat
  • 22602 2022-001
    Significant Deficiency Repeat
  • 22603 2022-001
    Significant Deficiency Repeat
  • 22604 2022-001
    Significant Deficiency Repeat
  • 22605 2022-001
    Significant Deficiency Repeat
  • 22606 2022-001
    Significant Deficiency
  • 22607 2022-002
    Significant Deficiency
  • 599043 2022-001
    Significant Deficiency Repeat
  • 599044 2022-001
    Significant Deficiency Repeat
  • 599045 2022-001
    Significant Deficiency Repeat
  • 599046 2022-001
    Significant Deficiency Repeat
  • 599047 2022-001
    Significant Deficiency Repeat
  • 599048 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.267 Continuum of Care Program $339,274
16.524 Legal Assistance for Victims $242,126
93.558 Covid-19: Pandemic Emergency Assistance Fund (peaf) $187,723
16.736 Transitional Housing Assistance $151,094
14.231 Emergency Solutions Grant Program $117,648
93.671 Covid-19: Family Violence Prevention and Services Act $113,958
93.667 Domestic Violence Program $74,448
16.575 Crime Victim Assistance $66,102
93.671 Family Violence Prevention and Services Act $24,790
16.575 Supportive Services for Domestic Violence Survivors $15,094
93.558 Domestic Violence Liaison $14,267
16.738 Edward Byrne Memorial Justice Assistance Grant $6,552