Finding 598760 (2022-001)

Significant Deficiency
Requirement
Activities Allowed/Unallowed
Questioned Costs
$1
Year
2022
Accepted
2023-09-28
Audit: 19517
Auditor: Kpmg

AI Summary

  • Core Issue: The Health System misreported revenue, leading to an overstatement of lost revenue by $1,175,244 for the Provider Relief Fund.
  • Impacted Requirements: Compliance with federal guidelines on allowable expenses and effective internal controls was not maintained, violating HRSA terms and CFR 200.303.
  • Recommended Follow-Up: Enhance internal controls and review processes to ensure accurate reporting of lost revenues and compliance with funding requirements.

Finding Text

Finding 2022 01 Program Information: Compliance Requirement: Allowability and Reporting Federal Agency: Health Resources and Services Administration (HRSA) Federal Program Title: Provider Relief Fund (PRF) and American Rescue Plan (ARP) Rural Distribution (Assistance Listing No. 93.498) Award Year: January 1, 2021 through December 31, 2021 Criteria: The terms and conditions of the Provider Relief Fund (PRF) distributions state that funds are provided for health care-related expenses or lost revenues attributable to coronavirus. The funds are not to be used to reimburse expenses or losses that have been reimbursed from other sources or that other sources are obligated to reimburse. In addition, CFR 200.303 requires nonfederal entities to, among other things, establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. Conditions Found: The Health System filed reports for both Nebraska Methodist Health System (NMHS) and Methodist Fremont Hospital (MFH), related to periods 3 and 4 reporting. During the process of agreeing revenue reported for both periods, we identified that MFH revenue was underreported and NMHS was overreported for Q2 2020 in the amount of $1,175,244. This error resulted in MFH recognizing additional lost revenue and therefore having sufficient lost revenue to cover period 4 PRF payments received. Statistical Sampling: The sample was not intended to be, and was not, a statistically valid sample. Identification of Questioned Costs: Total known questioned costs for ALN 93.498 amounted to $1,175,244 and were calculated based off total lost revenue reported during the Period 4 report submission. Repeat Finding: This finding is not a repeat finding in the immediately prior audit. Cause: The Health System did not perform procedures to review that the lost revenues recorded agreed to the underlying accounting records as part of the calculation of lost revenues incurred. Effect: MFH applied $1,175,244 of funds received against lost revenues which MFH did not incur. Recommendation: We recommend the Health System enhance its internal control to ensure that the Health System?s controls operating at an appropriate precision level and to perform a review over the allowability of costs. View of Responsible Officials: We concur with the finding and will correct the period 5 report to properly reflect lost revenues and include expenditures that are allowable under the compliance requirements. We will also improve our reporting review process to ensure such reporting errors are identified and corrected before submission.

Categories

Questioned Costs Reporting Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 22318 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.498 Provider Relief Fund $33.24M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $10.75M
84.268 Federal Direct Student Loans $10.58M
93.264 Nurse Faculty Loan Program (nflp) $3.38M
93.364 Nursing Student Loans $2.57M
84.063 Federal Pell Grant Program $1.41M
84.425 Covid19 Education Stabilization Fund $387,911
84.047 Trio_upward Bound $372,239
84.042 Trio_student Support Services $154,811
93.461 Claims Reimbursement for the Uninsured Program and the Covid-19 Coverage Assistance Fund $65,376
84.007 Federal Supplemental Educational Opportunity Grants $52,500
84.033 Federal Work-Study Program $47,962
93.395 Cancer Treatment Research $24,561
84.038 Federal Perkins Loans Program $8,150