Finding 597964 (2022-006)

Significant Deficiency Repeat Finding
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2023-09-19
Audit: 26346
Organization: Iroquois County, Illinois (IL)

AI Summary

  • Core Issue: Overtime was improperly charged to federal grants during vacation and sick days, leading to potential unallowable costs.
  • Impacted Requirements: Compliance with Uniform Grant Guidance (2 CFR 200.430) regarding accurate time and effort records for personal services.
  • Recommended Follow-Up: Review and improve time and effort records to ensure overtime is not charged during paid time off, and enhance reporting detail for better compliance.

Finding Text

Federal Agency: U.S. Department of Health and Human Services Federal Program Name: Epidemiology and Laboratory Capacity for Infectious Diseases (Contract Tracing and Response grants); Support of Immunization Initiative-Focusing on Childhood Vaccination Programs (Mass Vacation) Assistance Listing Number: 93.323 and 93.268 Federal Award Identification Number and Year: 6NU50CK000559-01-08 Year 2020 and 2021; NH23IP922637 Year 2021 Pass-Through Agency: Illinois Department of Public Health Pass-Through Number: 05180138H; 28180539J; 15080638I-1 Award Period: June 1, 2020 through March 31, 2022; July 1, 2022 through December 31, 2022; December 1, 2020 through December 31, 2022 Type of Finding: ? Significant Deficiency in Internal Control over Compliance ? Other Matters Criteria or specific requirement: Uniform Grant Guidance (2 CFR 200.430) requires a non-federal entity to maintain sufficient time and effort records for personal services to accurately reflect work performed. Condition: Overtime was being charged to the program on days that vacation and sick time was used. A lump sum overtime payment was made for built up unrecorded/unpaid hours with no supporting documentation regarding what days the hours were worked. Questioned costs: $777.72 Contract Tracing; $194.43 Mass Vaccination; $12,573.77 Response Context: All overtime charged to the grants by the Health Department Administrator Cause: Time cards did not provide sufficient detail to determine which days in the period were being charged for overtime, and appears overtime was charged during paid time off. Effect: Lack of proper time and effort reporting can lead to unallowable costs. Repeat Finding: This finding is a repeat of a finding in the prior year. The prior year finding number was 2021-004. Recommendation: We recommend the County review time and effort records to ensure overtime is not charged to Federal grants on days in which vacation and sick time is used. More detailed reporting of the days in which the vacation and sick days are used and the overtime days would assist with this process. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 21519 2022-004
    Significant Deficiency Repeat
  • 21520 2022-005
    Material Weakness
  • 21521 2022-006
    Significant Deficiency Repeat
  • 21522 2022-006
    Significant Deficiency Repeat
  • 21523 2022-006
    Significant Deficiency Repeat
  • 21524 2022-006
    Significant Deficiency Repeat
  • 597961 2022-004
    Significant Deficiency Repeat
  • 597962 2022-005
    Material Weakness
  • 597963 2022-006
    Significant Deficiency Repeat
  • 597965 2022-006
    Significant Deficiency Repeat
  • 597966 2022-006
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $3.06M
93.268 Immunization Cooperative Agreements $119,862
93.276 Drug-Free Communities Support Program Grants $111,772
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $109,256
97.042 Emergency Management Performance Grants $30,680
93.069 Public Health Emergency Preparedness $18,488
90.404 2018 Hava Election Security Grants $8,054
66.032 State Indoor Radon Grants $4,299
66.605 Performance Partnership Grants $1,875