Finding 597835 (2022-002)

Significant Deficiency
Requirement
E
Questioned Costs
$1
Year
2022
Accepted
2022-12-28

AI Summary

  • Core Issue: The Authority has missing documents in tenant files, specifically income verification, leading to non-compliance with eligibility requirements.
  • Impacted Requirements: Compliance with 24 CFR sections 5.230, 5.609, and 982.516 regarding tenant eligibility documentation.
  • Recommended Follow-Up: Implement stronger internal control procedures to ensure all tenant files are complete and compliant with regulations.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Section 8 Housing Choice Vouchers Program Federal Catalog Numbers: 14.871 Noncompliance ? E. Eligibility - Tenant Files Non Compliance Material to the Financial Statements: No Significant deficiency in Internal Control over Compliance for Eligibility Criteria: Tenant Files. The PHA must do the following: As a condition of admission or continued occupancy, require the tenant and other family member to provide necessary information, documentation, and releases for the PHA to verify income eligibility (24 CFR sections 5.230, 5.609, and 982.516). Condition: Based upon inspection of the Authority?s files and on discussions with management there were documents that were unavailable for examination at the time of audit. Context: Of a sample size of thirty-six (36) tenant files, the following information was unavailable for examination at the time of audit: Verification of income and assets was missing in one (1) file. Our sample size is statistically valid. Known Questioned Costs: $11,054 Cause: There is a significant deficiency in internal controls over the compliance for the eligibility type of compliance related to the maintenance of tenant files. The Authority has not properly considered and designed a system of internal controls that reasonably assures the program is in compliance. Effect: The Section 8 Housing Choice Vouchers Program is in non-compliance with the eligibility type of compliance related to the maintenance of tenant files. Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the Uniform Guidance and the compliance supplement. Authority Response: We agree with the Auditor?s observations on the inspection of the tenant files and will implement internal control procedures that will assure tenant file compliance.

Categories

Questioned Costs HUD Housing Programs Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 21393 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $33.07M
14.850 Public and Indian Housing $5.09M
14.872 Public Housing Capital Fund $1.46M
14.218 Community Development Block Grants/entitlement Grants $635,888
14.870 Resident Opportunity and Supportive Services - Service Coordinators $88,165
14.896 Family Self-Sufficiency Program $62,249
14.169 Housing Counseling Assistance Program $17,313