Finding 597625 (2022-004)

Significant Deficiency
Requirement
E
Questioned Costs
$1
Year
2022
Accepted
2023-06-28

AI Summary

  • Core Issue: Lack of proper documentation for eligibility determinations led to an applicant receiving benefits without county knowledge.
  • Impacted Requirements: Compliance with 42 CFR 435 for maintaining documentation and conducting timely eligibility redeterminations.
  • Recommended Follow-Up: Ensure caseworkers conduct ex parte reviews promptly to prevent ineligible benefit payments.

Finding Text

Federal Award Findings and Questioned Costs U.S. Department of Health and Human Services Passed through the N.C. Department of Health and Human Services Program Name: Medical Assistance Program (Medicaid; Title XIX) AL #: 93.778 Grant Number: XIX-MAP22 2022-004 Significant Deficiency Nonmaterial Noncompliance Criteria: In accordance with 42 CFR 435, documentation must be obtained as needed to determine if a recipient meets specific income standards, and documentation must be maintained to support eligibility determinations. Management should have an adequate system of internal control procedures in place to ensure an applicant is properly determined or re-determined for benefits. Condition: Due to lack of documentation provided to Stokes County DSS regarding ex-parte review, one applicant had been properly terminated in NC Fast following the adequate timeframe, per the Medicaid manual. Upon review in the current fiscal year, it was determined that the applicant's case had been reopened within NC Fast, unbeknownst to the County. Therefore, applicant had been receiving benefits without Stokes County?s knowledge. Context: Of the 209,482 benefit payments valued at $81,600,088, we examined 60 payment records ($18,825 value) and determined that one applicants? file (2%, valued at $5) lacked the documentation to support benefit payments received. Upon further review, the client was deemed ineligible to receive benefits, therefore questioned costs were reported. Effect: Applicants could receive benefits for which they are not eligible. Cause: Eligibility was not redetermined. Questioned Costs: In accordance with 2 CFR 200, auditors are required to report known questioned costs when likely questioned costs are greater than $25,000. Even though the sample results only identified $5 (federal share $5 and state share $0) in questioned costs, if tests were extended to the entire population, questioned costs could exceed $25,000. Recommendation: Caseworkers should perform ex parte reviews on a timely basis. Views of Responsible Officials and Planned Corrective Actions: The County agrees with this finding, however, many factors not discussed above contribute to the finding. Please refer to the Corrective Action Plan section of this report.

Categories

Questioned Costs Eligibility Allowable Costs / Cost Principles Significant Deficiency

Other Findings in this Audit

  • 21183 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.766 Community Facilities Loans and Grants $6.33M
93.778 Medical Assistance Program $968,391
93.658 Foster Care_title IV-E $509,209
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $357,709
93.667 Social Services Block Grant $268,023
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $266,804
93.563 Child Support Enforcement $254,736
10.557 Wic Special Supplemental Nutrition Program for Women, Infants, and Children $172,648
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $147,632
93.568 Low-Income Home Energy Assistance $129,024
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $105,474
93.268 Covid-19 - Immunization Cooperative Agreements $96,907
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $78,293
93.217 Family Planning_services $39,142
93.556 Marylee Allen Promoting Safe and Stable Families $36,896
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $33,209
93.053 Nutrition Services Incentive Program $28,065
93.994 Maternal and Child Health Services Block Grant to the States $26,304
93.052 National Family Caregiver Support, Title Iii, Part E $20,022
93.767 Children's Health Insurance Program $16,957
93.268 Immunization Cooperative Agreements $14,616
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers - Cares Act $13,873
93.991 Preventive Health and Health Services Block Grant $13,622
93.069 Public Health Emergency Preparedness $11,434
97.042 Emergency Management Performance Grants $11,067
93.560 Payments to Territories - Adults $10,612
93.645 Stephanie Tubbs Jones Child Welfare Services Program $7,827
93.324 State Health Insurance Assistance Program $7,649
93.659 Adoption Assistance $4,869
93.558 Temporary Assistance for Needy Families $4,220
93.898 Cancer Prevention and Control Programs for State, Territorial and Tribal Organizations $3,900