Finding 597220 (2022-002)

Significant Deficiency
Requirement
B
Questioned Costs
-
Year
2022
Accepted
2023-07-23
Audit: 26764
Organization: Transit Alliance Group, Inc. (GA)
Auditor: Mstiller LLC

AI Summary

  • Core Issue: Missing documentation for 1 out of 37 disbursements raises concerns about compliance with federal cost principles.
  • Impacted Requirements: Internal controls and monitoring for allowable costs under Uniform Guidance were inadequate.
  • Recommended Follow-Up: Strengthen recordkeeping policies and hire experienced staff to ensure compliance and improve documentation practices.

Finding Text

2022-002 Allowable Costs Principles for Disbursements ? Significant Deficiency Criteria: The Uniform Guidance sets forth certain Cost Principles outlined at 2 CFR Part 200, Subpart E for federal award recipients to implement the necessary internal controls and effective monitoring to ensure compliance. These principles require that the recipient provide for adequate documentation to support costs charged to the Federal award. Condition: Supporting documentation was missing for 1 out of 37 disbursements selected for allowable costs testing during the audit. Without adequate transportation logs, we were unable to determine if the reimbursed trips occurred. However, the projection of the error was less than the $25,000 reportable limit of questioned costs. Cause: The Organization?s controls did not provide for supporting documentation to be adequately retained. Recommendation: We recommend that internal control procedures on recordkeeping and filing should be clearly stated as part of the Organization policy. Views of responsible officials: Organization management concurs with the finding. The Organization will implement additional internal controls for processing subcontractor documentation and addressing discrepancies to remain in compliance with Federal and State guidelines. The Organization will also begin a search to hire an experienced staff person to implement these internal controls.

Categories

Allowable Costs / Cost Principles Subrecipient Monitoring Significant Deficiency

Other Findings in this Audit

  • 20778 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.667 Social Services Block Grant $1.34M
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $167,757
20.513 Enhanced Mobility of Seniors and Individuals with Disabilities $103,762
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $308
93.563 Child Support Enforcement $80