Finding 597121 (2022-001)

Significant Deficiency
Requirement
ABL
Questioned Costs
-
Year
2022
Accepted
2023-03-23

AI Summary

  • Core Issue: The lost revenue calculations reported did not match the actual accounting records.
  • Impacted Requirements: Compliance with reporting standards and internal controls as outlined in federal regulations.
  • Recommended Follow-Up: Enhance understanding of reporting guidelines and strengthen internal controls for accurate future submissions.

Finding Text

2022-001 Finding: Reporting and Activities Allowed or Unallowed, Allowable Costs/Cost Principles CFDA No. 93.498 COVID-19 Provider Relief Fund and American Rescue Plan (ARP) Rural Distribution U.S. Department of Health and Human Services Criteria: Reporting (45 CFR 75.342) and Activities Allowed or Unallowed and Allowable Costs/Cost Principles (Pub. L. No. 116-136, 134 Stat. 563 and Pub. L. No. 116-139, 134 Stat.622 and 623). The Provider Relief Fund (PRF) was established in the Coronavirus Aid, Relief, and Economic Security Act (CARES Act, P.L. 116-136) to reimburse, through grants or other mechanisms, eligible health care providers for increased expenses or lost revenue attributable to Coronavirus Disease 2019 (COVID-19). Entities that receive more than $10,000 (either one time or in the aggregate) are required to report the uses of their funds, including the lost revenue reimbursement and documentation of how the lost revenue was calculated. In addition, the Organization is required to implement and maintain internal controls over financial reporting. Condition: During our review of the Period 3 report submitted, we noted the actual revenues and budgeted revenues included in the lost revenue calculation did not agree to the underlying accounting records Context: The lost revenue calculation included actual revenue amounts that did not agree to the underlying accounting records. Effect: The lost revenue values submitted did not agree to underlying accounting records. Cause: The Organization did not have adequate internal controls in place to identify revenues reported did not agree to the underlying accounting records. Recommendation: The Organization should continue to improve their understanding of the guidance related to this type of reporting and implement additional controls over future reporting periods to help ensure guidance is followed. Views of responsible officials: The Organization agrees with the finding. See separate report for planned corrective actions.

Categories

Allowable Costs / Cost Principles Cash Management Reporting

Other Findings in this Audit

  • 20679 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.829 Section 223 Demonstration Programs to Improve Community Mental Health Services $1.95M
84.002 Adult Education - Basic Grants to States $1.22M
93.498 Covid-19 Provider Relief Fund and American Rescue Plan (arp) Rural Distribution $724,479
93.958 Block Grants for Community Mental Health Services $468,638
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $413,240
93.003 Covid-19 Public Health and Social Services Emergency Fund $398,283
14.856 Lower Income Housing Assistance Program Section 8 Moderate Rehabilitation $360,929
84.287 Twenty-First Century Community Learning Centers $310,529
93.959 Block Grants for Prevention and Treatment of Substance Abuse $284,595
14.157 Supportive Housing for the Elderly $277,438
93.982 Mental Health Disaster Assistance and Emergency Mental Health $187,752
16.745 Criminal and Juvenile Justice and Mental Health Collaboration Program $184,013
93.150 Projects for Assistance in Transition for Homelessness (path) $176,234
16.320 Services for Trafficking Victims $154,450
14.267 Continuum of Care Program $122,771
14.235 Supportive Housing Program $96,243
16.575 Crime Victim Assistance $65,472
14.231 Emergency Solutions Grant Program $34,032
93.671 Violence Shelter and Supportive Services $32,019
84.425 Coivd-19 Education Stabilization Fund $26,794
14.238 Shelter Plus Care $19,876
93.558 Temporary Assistance for Needy Families / 477 Cluster $13,600
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $11,995