Finding 59699 (2022-001)

-
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-06-26
Audit: 55780
Auditor: Wipfli LLP

AI Summary

  • Core Issue: Friendship House Apartments, Inc. failed to deposit $5,325 of surplus cash into a federally insured account within the required 90 days after the fiscal year-end.
  • Impacted Requirements: This non-compliance violates HUD guidelines for managing surplus cash as outlined in the Consolidated Audit Guide.
  • Recommended Follow-Up: Ensure timely deposits of surplus cash in the future and adhere to HUD approval processes to avoid delays.

Finding Text

Finding 2022-001: Deposit of Surplus Cash into a Residual Receipts Account Department of Housing and Urban Development (HUD) ? AL #14.181 Supportive Housing for Persons with Disabilities ? Capital Advance Questioned Costs: None Condition: Friendship House Apartments, Inc. had surplus cash of $30,525 on hand at September 30, 2021. Approval was obtained from HUD to utilize $25,200 of the surplus cash for heating and air conditioning units, leaving remaining surplus cash of $5,325. HUD approval was not received and the remaining surplus cash was not remitted within 90 days of year end. Criteria: The Consolidated Audit Guide for Audits of HUD Programs and the compliance requirements for AL #14.181 state that any surplus cash as calculated under HUD guidelines in the project funds account at the end of the fiscal year be deposited in a federally insured residual receipts account within 90 days following the end of the fiscal year. Cause: Friendship House Apartments, Inc. delayed remitting the surplus cash while it was waiting for approval from HUD to use the surplus cash for capital purchases. The approval was received after the 90 day remittance period. Effect: Due to the above noted condition, Friendship House Apartments, Inc. was not in compliance with this particular HUD compliance requirement. Recommendation: Friendship House Apartments, Inc. should ensure that a timely deposit is made, as required by HUD. Views of Responsible Officials: Friendship House Apartments, Inc. agrees with the audit finding and has written a correction action plan.

Corrective Action Plan

2022-001 - Deposit of Surplus Cash into a Residual Receipts Account Corrective Action Plan No later than 60 days past the end of the fiscal year, we will identify surplus cash in the project funds account and deposit into the residual receipts account. Person(s) Responsible: Greg Shinn, Agency CPA Timing for Implementation: Immediate

Categories

HUD Housing Programs Procurement, Suspension & Debarment Cash Management

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.181 Supportive Housing for Persons with Disabilities $2.00M
14.326 Project Rental Assistance Demonstration (pra Demo) Program of Section 811 Supportive Housing for Persons with Disabilities $77,700