Finding 596394 (2022-002)

Material Weakness
Requirement
C
Questioned Costs
-
Year
2022
Accepted
2023-08-27

AI Summary

  • Core Issue: Student aid funds from the HEERF were not distributed within the required 15 days after drawdown, leading to compliance issues.
  • Impacted Requirements: The Organization failed to meet cash management compliance under HEERF guidelines, risking potential impacts on future grant funding.
  • Recommended Follow-Up: Assess and enhance the HEERF student aid process, ensuring adequate resources and internal controls are in place for timely fund disbursement.

Finding Text

Finding 2022-002: Untimely Distribution of Student Aid Funds Identification of Federal Program: Education Stabilization Fund CARES Act: Higher Education Emergency Relief Fund (HEERF) Assistant Listing No: 84.425E Federal Award Year: 2022 Finding Type: Material Weakness Compliance Requirement: Cash Management Criteria Based on the HEERF cash management compliance requirements, including American Rescue Plan HEERF III and related agreements, the student aid portion of HEERF funding should be disbursed within 15 calendar days of the drawdown from the Department of Education?s G5 grant system. Condition and Context We noted that as of December 31, 2022, the Organization had HEERF student aid drawdowns totaling $30,000 that were not disbursed to students until March 2023 and April 2023; therefore, amounts were not disbursed to students within 15 calendar days of the drawdown. Cause There was a delay from the Organization?s program team in providing the finance department with the proper documentation to disburse the payments to the students. Effect or Potential Effect The Organization is not in compliance with the cash management compliance requirements of the funding agency, which may potentially impact grant funding. Questioned Costs None Recommendation The Organization should evaluate its HEERF student aid process and increase resources as necessary to aid in compliance and implement processes and internal controls to facilitate timely disbursement of student aid funds in accordance with federal requirements. Views of Responsible Officials Internal controls have been strengthened to facilitate timely disbursement of student aid funds.

Categories

Cash Management Material Weakness Reporting

Other Findings in this Audit

  • 19948 2022-001
    -
  • 19949 2022-003
    Significant Deficiency
  • 19950 2022-001
    -
  • 19951 2022-003
    Significant Deficiency
  • 19952 2022-002
    Material Weakness
  • 19953 2022-003
    Significant Deficiency
  • 19954 2022-003
    Significant Deficiency
  • 596390 2022-001
    -
  • 596391 2022-003
    Significant Deficiency
  • 596392 2022-001
    -
  • 596393 2022-003
    Significant Deficiency
  • 596395 2022-003
    Significant Deficiency
  • 596396 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $351,904
84.425 Education Stabilization Fund $226,498
84.268 Federal Direct Student Loans $135,769
93.558 Temporary Assistance for Needy Families $126,278
14.252 Section 4 Capacity Building for Community Development and Affordable Housing $19,536
97.024 Emergency Food and Shelter National Board Program $17,666