Finding 592227 (2022-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-03-27

AI Summary

  • Core Issue: Lack of a policy for conflicts of interest and procurement procedures to check vendor suspension or debarment status.
  • Impacted Requirements: Non-compliance with OMB guidance on contracting with suspended or debarred parties.
  • Recommended Follow-up: Develop and implement clear procurement policies and provide training to staff on compliance requirements.

Finding Text

Criteria Per OMB guidance, non-federal entities are prohibited from contracting with parties that are suspended or debarred, or whose principals are suspended or debarred. The guidance also requires the entities to follow documented procurement procedures. Condition There is no policy in place for conflicts of interest, as well as procurement procedures to determine whether vendors are suspended or debarred. Context Per our review of vendors over the applicable threshold, there was no documentation of having been reviewed for procurement, suspension or debarment. Cause Staff were not aware of the specific compliance requirements and procedures for procurement, suspension and debarment status. Effect Purchases may occur that do not follow the policy, and contracts to vendors that had been suspended or debarred could be awarded and not detected.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 15785 2022-001
    Significant Deficiency
  • 15786 2022-002
    Significant Deficiency
  • 592228 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $926,620
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $166,802
94.002 Retired and Senior Volunteer Program $65,316
94.013 Volunteers in Service to America $25,000