Finding 59069 (2022-004)

Significant Deficiency
Requirement
C
Questioned Costs
-
Year
2022
Accepted
2023-03-13

AI Summary

  • Core Issue: Lack of documented review for disbursement authorizations could result in unauthorized payments.
  • Impacted Requirements: Compliance with financial controls for the Child Care and Development Block Grant.
  • Recommended Follow-Up: Implement procedures to ensure all disbursements have documented authorization before payment.

Finding Text

Department of Health and Human Services Significant Deficiency Assistance Listing 93.575 Child Care and Development Block Grant; Grant Period - Years Ended September 30, 2021 and 2022 Significant Deficiency. As discussed at Finding 2022-001, instances were noted where there was no indication of supporting documentation review by a designated individual prior to signing of check or authorizing electronic payment for disbursements. Failure to provide authorization may lead to unauthorized or misclassified disbursements. Procedures should be implemented to require documented authorization of disbursements. Total - Department of Health and Human Services Questioned Costs $ -0-

Corrective Action Plan

DEPARTMENT OF HUMAN SERVICES Assistance Listing 93.575 Child Care and Development Block Grant, Years Ended September 30, 2021 and 2022. Significant Deficiency: See Finding 2022-001. FINDINGS - FINANCIAL Significant Deficiency 2022-001 Cash Disbursements Recommendation: Procedures should be implemented to require documented authorization of requested expenditure prior to disbursement. Action Taken: New policies and procedures were put in place for the 2022-2023 fiscal year regarding the approval process of expenditures prior to payment. A signature is required on an invoice by the Director or person responsible for the expenditure before payment is made. The signature is an approval that the order is received in full or the services have been completed to satisfaction, and the invoice amount is correct and ready for payment. Recurring monthly bills, such as utilities, pest control, cleaning services, etc ... do not require an approval signature, but is reviewed by the Finance Manager for anomalies in the monthly billing cycle before payment is made.

Categories

Significant Deficiency

Other Findings in this Audit

  • 59070 2022-005
    Significant Deficiency
  • 59071 2022-006
    Significant Deficiency
  • 59072 2022-007
    -
  • 635511 2022-004
    Significant Deficiency
  • 635512 2022-005
    Significant Deficiency
  • 635513 2022-006
    Significant Deficiency
  • 635514 2022-007
    -

Programs in Audit

ALN Program Name Expenditures
93.575 Child Care and Development Block Grant-Child Care Certificate Program $783,946
93.575 Ccdf - Arp Stabilization Funds $327,364
10.558 Child & Adult Care Food Program $128,378