Finding 589081 (2022-011)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-03-29
Audit: 17529
Organization: Barclay College (KS)
Auditor: Adamsbrown LLC

AI Summary

  • Core Issue: The institution failed to post HEERF reports on time and did not maintain evidence of posting dates.
  • Impacted Requirements: Reports were not uploaded within the required 10-day window, and amendments lacked proper documentation.
  • Recommended Follow-Up: Implement controls to ensure timely and accurate reporting, and maintain records of submission dates.

Finding Text

SIGNIFICANT DEFICIENCY 2022-011 Education Stabilization Fund ? Higher Education Emergency Relief Fund ? 84.425 ? Reporting Criteria or specific requirement Every calendar quarter, institutions are required to publicly post certain information on their website related to their HEERF program. Reports should be posted within 10 days following the end of the reporting period. Any changes or updates after initial posting must be conspicuously noted after initial posting and the date of the change must be noted in the ?Date of Report?. In addition, the Department of Education exercises reporting authority under 2 CFR section 200.328-329 to require that institutions submit an annual report on their uses of HEERF funds. Condition Evidence of the date that quarterly reports were uploaded to the College?s website were not saved, and during inquiry with key personnel, it was determined that not all of the reports were uploaded within 10 days following the quarter end. The reports later had to be amended to add required information and update expense amounts, and the changes were not conspicuously noted or dated. In addition, errors were noted within the annual report. Cause The Institution did not have proper controls in place to ensure that reports contained all required information, accurately reflected the records, and were posted timely. Effect Program information was not always reported timely or accurately. Context Reports were amended to add required information related to the estimated total number of eligible students and the total number of students who received aid, as well as to adjust expenditure amounts. Evidence supporting the date that reports were posted could not be determined for any quarterly reports. Recommendation We recommend that the institution implement controls to ensure that reports are completed timely and accurately, and that evidence of submission or upload dates is saved. Views of responsible officials and planned corrective actions See corrective action plan.

Categories

Reporting Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 12623 2022-003
    Significant Deficiency
  • 12624 2022-004
    Material Weakness
  • 12625 2022-003
    Significant Deficiency
  • 12626 2022-004
    Material Weakness
  • 12627 2022-005
    Significant Deficiency
  • 12628 2022-006
    Significant Deficiency
  • 12629 2022-004
    Material Weakness
  • 12630 2022-006
    Significant Deficiency
  • 12631 2022-007
    Significant Deficiency
  • 12632 2022-008
    Material Weakness
  • 12633 2022-009
    Material Weakness
  • 12634 2022-011
    Significant Deficiency
  • 12635 2022-008
    Material Weakness
  • 12636 2022-010
    Significant Deficiency
  • 12637 2022-011
    Significant Deficiency
  • 12638 2022-008
    Material Weakness
  • 12639 2022-011
    Significant Deficiency
  • 589065 2022-003
    Significant Deficiency
  • 589066 2022-004
    Material Weakness
  • 589067 2022-003
    Significant Deficiency
  • 589068 2022-004
    Material Weakness
  • 589069 2022-005
    Significant Deficiency
  • 589070 2022-006
    Significant Deficiency
  • 589071 2022-004
    Material Weakness
  • 589072 2022-006
    Significant Deficiency
  • 589073 2022-007
    Significant Deficiency
  • 589074 2022-008
    Material Weakness
  • 589075 2022-009
    Material Weakness
  • 589076 2022-011
    Significant Deficiency
  • 589077 2022-008
    Material Weakness
  • 589078 2022-010
    Significant Deficiency
  • 589079 2022-011
    Significant Deficiency
  • 589080 2022-008
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $682,538
84.063 Federal Pell Grant Program $480,533
84.033 Federal Work-Study Program $40,692
84.425 Education Stabilization Fund $40,019
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $18,860
84.007 Federal Supplemental Educational Opportunity Grants $11,800