Finding 58897 (2022-005)

Significant Deficiency
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2023-03-22

AI Summary

  • Core Issue: Indirect costs were inconsistently applied, leading to over and undercharging of federal grants.
  • Impacted Requirements: Compliance with 2 CRF Part 200 Subpart E, which mandates equitable treatment of indirect costs.
  • Recommended Follow-Up: Ensure all programs are allocated their fair share of indirect costs, regardless of grant restrictions.

Finding Text

Condition and Criteria: ?2 CRF Part 200 Subpart E ? Cost Principals? requires that all indirect costs be applied on a consistent basis, while considering the reasonableness and equitability of such treatments. Effect: Various federal grants were over or under charged for their equitable portion of the indirect costs. Cause: Management believed that because certain grants did not allow for indirect costs to be drawn down off the grant, that they did not need to be part of the total calculation for determining the portion of indirect costs that should be charged to each grant, thus overcharging the grants that allow for indirect costs to be drawn. Context: All grant activity is tracked separately, with administrative and facility costs being tracked in a separate program. Those administrative and facility costs are then allocated to all of the grant programs, based on square footage being used as well as time charged to each program. The time spent on the programs that did not allow for indirect costs to be drawn down, were fully removed from the calculation, charging 100% of the administrative and facility costs to only those grants that allowed for indirect costs to be drawn. Questioned Costs: $1,721.86 for ALN 10.557 and $7,556.69 for ALN 93.323. Auditor's Recommendation: We recommend that management allocates indirect costs to all programs, regardless of whether or not the program allows for the indirect costs to be drawn down off the grant. Views of Responsible Officials and Planned Corrective Actions: The Health Officer and Finance Team understand the issue and have already implemented procedures to ensure that all programs are charged their portion of the indirect costs.

Corrective Action Plan

Condition: ?2 CRF Part 200 Subpart E ? Cost Principals? requires that all indirect costs be applied on a consistent basis, while considering the reasonableness and equitability of such treatments. Management believed that because certain grants did not allow for indirect costs to be drawn down off the grant, that they did not need to be part of the total calculation for determining the portion of indirect costs that should be charged to each grant, thus overcharging the grants that allow for indirect costs to be drawn. Corrective Action: The Health Officer and Finance Team understand the issue and have already implemented procedures to ensure that all programs are charged their portion of the indirect costs. Contact Person Responsible for Corrective Action: Denise Bryan, Health Officer and Connie Shaw, Finance Administrator Anticipated Completion Date: Immediately

Categories

Questioned Costs

Other Findings in this Audit

  • 58898 2022-005
    Significant Deficiency
  • 635339 2022-005
    Significant Deficiency
  • 635340 2022-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $422,287
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $347,061
93.268 Immunization Cooperative Agreements $326,655
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $160,459
93.235 Affordable Care Act (aca) Abstinence Education Program $150,000
93.889 National Bioterrorism Hospital Preparedness Program $117,623
93.217 Family Planning_services $71,011
93.788 Opioid Str $70,000
93.994 Maternal and Child Health Services Block Grant to the States $60,566
93.778 Medical Assistance Program $45,162
93.305 National State Based Tobacco Control Programs $40,000
66.472 Beach Monitoring and Notification Program Implementation Grants $11,439
93.959 Block Grants for Prevention and Treatment of Substance Abuse $8,485
66.468 Capitalization Grants for Drinking Water State Revolving Funds $7,565
93.898 Cancer Prevention and Control Programs for State, Territorial and Tribal Organizations $5,062
93.991 Preventive Health and Health Services Block Grant $5,000
93.556 Promoting Safe and Stable Families $2,207
93.116 Project Grants and Cooperative Agreements for Tuberculosis Control Programs $100