Finding 588571 (2022-003)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-03-30

AI Summary

  • Core Issue: The Authority failed to submit monthly expenditure reports on time for several months, violating federal reporting requirements.
  • Impacted Requirements: This deficiency affects compliance with the Community Services Block Grant reporting policies, specifically the deadline for submitting reports.
  • Recommended Follow-Up: The Authority should assess its internal accounting practices to identify the reasons for delays and implement improvements for timely reporting in the future.

Finding Text

Finding Number: 2022-003 ? Reporting Evaluation of Finding: Significant Deficiency. Federal Program: Community Services Block Grant Federal Assistance No.: 93.569 Title: CSBG-CV Federal Grantor: U.S. Department of Health and Human Services Pass-Through Entity: State of California, Health and Human Services Agency Grant number: 22F-5045 Criteria or specified requirement: The Authority did not submit monthly expenditures for open contracts on or before the 25th calendar day following the report period in accordance with current reporting requirements. (CPN-C-22-01, 1.0 CSBG Reimbursement Policies and Procedures, 1.1 Financial Reporting - EARS Invoice Due Date). Condition: In 2022 the Authority underwent a desk review by the State of California, Health and Human Services Agency who found that the Authority did not submit expenditure reports for the periods of March 1, 2022 through June 30, 2022 timely. Cause: Unknown. Effect: The untimely submission of reports prevented the State from performing testing on expenditures for the grant. Questioned Costs: None Context: This appears to be a systemic deficiency in the design of internal controls as it was all months under the grant, not just one. Recommendation: The Authority should perform an evaluation of its internal accounting and expenditure reporting practices to determine the cause for the untimely submission of monthly expenditure reports and identify efficiencies that will allow for the timely submission of future expenditure reporting.

Categories

Reporting Subrecipient Monitoring Cash Management Significant Deficiency

Other Findings in this Audit

  • 12128 2022-002
    Material Weakness
  • 12129 2022-003
    Significant Deficiency
  • 588570 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.231 Emergency Solutions Grant Program $1.85M
14.267 Continuum of Care Program $340,705
93.569 Community Services Block Grant $28,250