Finding 587393 (2023-001)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2023
Accepted
2024-01-31

AI Summary

  • Core Issue: The College has a material weakness and noncompliance issue due to delays in disbursing federal funds, violating cash management rules.
  • Impacted Requirements: Funds must be disbursed promptly after being drawn down, as per 2 CFR Section 200.305(b).
  • Recommended Follow-Up: Establish a process to ensure timely disbursement of funds to comply with federal regulations, especially if future funding is received.

Finding Text

Assistance Listing Number, Federal Agency, and Program Name - 84.425, U.S. Department of Education, Education Stabilization Fund Federal Award Identification Number and Year - P425E203325, 2020; P425F202751, 2020; P425M200930, 2020 Pass-through Entity - N/A Finding Type - Material weakness and material noncompliance with laws and regulations Repeat Finding - Yes 2022-001 Criteria - The College must minimize the time elapsed between the transfer of funds from the United States Treasury to the College and the disbursement of those funds, as outlined in 2 CFR Section 200.305(b). Condition - The College drew down the full amount of each award prior to the funds being disbursed to students or used for allowable expenditures, including lost revenue. Questioned Costs - There were no questioned costs identified. Context - In November 2021, the College drew down $5,882,052 for the student aid portion and $5,622,717 for the institutional aid portion. In July 2022, the College drew down $929,887 for the Strengthening Institutions Program (SIP). In each case, the College did not spend the funds within the required time frame following the cash management rules under 2 CFR Section 200.305(b). Cause and Effect - The College was not aware that cash management requirements under the Uniform Guidance applied to these programs, which resulted in an excess of funds drawndown. Recommendation - We recommend the College implement a process to minimize the time elapsed between the transfer of funds from the United States Treasury to the College and the disbursement of those funds. Views of Responsible Officials and Corrective Action Plan - There is no more HEERF or federal stimulus funding to be drawn down moving forward. However, if there is in the future,the College will follow the three-day drawdown rules for cash disbursements.

Categories

Cash Management Subrecipient Monitoring Material Weakness

Other Findings in this Audit

  • 10949 2023-001
    Material Weakness Repeat
  • 10950 2023-001
    Material Weakness Repeat
  • 10951 2023-001
    Material Weakness Repeat
  • 587391 2023-001
    Material Weakness Repeat
  • 587392 2023-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $4.92M
84.063 Federal Pell Grant Program $4.81M
84.425 Covid-19 - Education Stabilization Fund $929,887
84.007 Federal Supplemental Educational Opportunity Grants $449,289
93.575 Child Care and Development Block Grant $175,712
84.048 Career and Technical Education -- Basic Grants to States $174,894
59.037 Small Business Development Centers $108,188
84.033 Federal Work-Study Program $32,911
59.037 Covid-19 - Small Business Development Centers $9,703
17.261 Wia Pilots, Demonstrations, and Research Projects $3,836