Finding 586012 (2023-002)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-01-23

AI Summary

  • Core Issue: The Authority failed to maintain proper documentation for applicants on the waiting list, leading to non-compliance with HUD regulations.
  • Impacted Requirements: Compliance with 24 CFR sections 5.410, 982.54(d), and 982.201 through 982.207 regarding selection from the waiting list.
  • Recommended Follow-Up: Review and update policies to ensure all necessary documentation for waiting list applicants is consistently maintained.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Title: Housing Choice Voucher Program Assistance Listing Number: 14.871 Award Period: 7/1/22-6/30/23 Type of Finding: Significant Deficiency in Internal Control Over Compliance Criteria: 24 CFR sections 5.410, 982.54(d), and 982.201 through 982.207 state that all families admitted to the program must be selected from the waiting list. “Selection” from the waiting list generally occurs when the PHA notifies a family whose name reaches the top of the waiting list to come in to verify eligibility for admission. Context: During our testing of 60 files for wait list criteria, we noted the following: - 2 individual did not have their original application in the file. Questioned Costs: Unable to determine. Cause: The Authority lacked protocols to properly document the application date with the electronic wait list data entry prior to 2021. The applicants who reached the top of the wait list in 2023 applied with the Authority in mid-2019. Effect: The Authority is not in compliance with HUD regulations. Repeat Finding: Yes Recommendation: The Authority should review their policies to ensure all required documentation is maintained for all individuals who are on the waiting list. View of Responsible Officials: There is no disagreement with this audit finding.

Categories

HUD Housing Programs Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 9568 2023-001
    Significant Deficiency Repeat
  • 9569 2023-001
    Significant Deficiency Repeat
  • 9570 2023-002
    Significant Deficiency Repeat
  • 9571 2023-002
    Significant Deficiency Repeat
  • 9572 2023-003
    Material Weakness Repeat
  • 9573 2023-003
    Material Weakness Repeat
  • 586010 2023-001
    Significant Deficiency Repeat
  • 586011 2023-001
    Significant Deficiency Repeat
  • 586013 2023-002
    Significant Deficiency Repeat
  • 586014 2023-003
    Material Weakness Repeat
  • 586015 2023-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $554,937
14.856 Lower Income Housing Assistance Program_section 8 Moderate Rehabilitation $307,900
14.182 Section 8 New Construction and Substantial Rehabilitation $249,323
10.415 Rural Rental Housing Loans $88,782
21.027 Coronavirus State and Local Fiscal Recovery Funds $75,000
10.427 Rural Rental Assistance Payments $70,850