Finding 585630 (2021-001)

Material Weakness
Requirement
B
Questioned Costs
-
Year
2021
Accepted
2024-01-19
Audit: 12563
Organization: Women's Center of East Texas (TX)
Auditor: Henry and Peters

AI Summary

  • Core Issue: The Center has a material weakness in internal controls over cash management and allowable costs, failing to consistently follow and document procedures.
  • Impacted Requirements: Federal statutes and regulations require proper approval for disbursements and payroll, which were not consistently met during the audit.
  • Recommended Follow-Up: Strengthen adherence to disbursement policies and improve documentation practices to ensure compliance with federal requirements.

Finding Text

The Center is required to establish and maintain internal controls designed to ensure cash management is maintained in accordance with Federal statutes, regulations, and the terms and conditions of Federal awards. The Center designed and implemented internal controls over allowable costs; however, they failed to consistenly follow and document internal controls over allowable costs. The Center's disbursement policy requires appropriate approval prior to payment on disbursement items as well as payroll. During the audit, 10 out of 28 invoices tests did not have evidence of approval prior to payment. Further 1 out of 4 payroll periods tested did not have evidence of approval prior to payment. Established internal controls over disbursements were properly designed, but not operating effectively. The Center has a material weakness in internal control over financial reporting and the allowable cost compliance requirement.

Categories

Allowable Costs / Cost Principles Cash Management Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 9188 2021-001
    Material Weakness
  • 9189 2021-001
    Material Weakness
  • 9190 2021-001
    Material Weakness
  • 9191 2021-003
    Material Weakness
  • 9192 2021-003
    Material Weakness
  • 9193 2021-002
    Material Weakness
  • 9194 2021-002
    Material Weakness
  • 9195 2021-002
    Material Weakness
  • 585631 2021-001
    Material Weakness
  • 585632 2021-001
    Material Weakness
  • 585633 2021-003
    Material Weakness
  • 585634 2021-003
    Material Weakness
  • 585635 2021-002
    Material Weakness
  • 585636 2021-002
    Material Weakness
  • 585637 2021-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.231 Emergency Solutions Grant Program $170,048
93.558 Temporary Assistance for Needy Families $120,003
93.136 Injury Prevention and Control Research and State and Community Based Programs $93,846
16.575 Crime Victim Assistance $58,541
16.029 Office on Violence Against Women Special Projects $38,047
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $15,859
93.667 Social Services Block Grant $12,724