Finding 583976 (2023-002)

Significant Deficiency Repeat Finding
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-01-05

AI Summary

  • Core Issue: The small office staff limits the ability to separate duties, which is essential for strong internal controls.
  • Impacted Requirements: The lack of segregation of duties increases the risk of errors and mismanagement of assets.
  • Recommended Follow-up: The Board of Education and management should stay informed about this issue and recognize that having too few people handling critical tasks can weaken internal controls.

Finding Text

Condition: The size of the office staff precludes a proper segregation of functions to assure adequate internal control. Criteria: Lack of segregation of duties. Cause: The limited number of office staff results in incompatible functions being performed by the same individuals. Effect: There may be inappropriate transactions recorded and assets may not be adequately safeguarded. Recommendations: This is not unusual for Districts your size, but the Board of Education and management should continue to be aware of this condition and to realize that the concentration of duties and responsibilities of a limited number of individuals is not desirable for an effective system of internal control. Under these conditions, the most effective controls lie in the Board of Education's and management's knowledge of matters relating to the District's operations.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 7534 2023-002
    Significant Deficiency Repeat
  • 7535 2023-003
    Significant Deficiency Repeat
  • 583977 2023-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $751,766
10.555 National School Lunch Program $213,233
84.010 Title I Grants to Local Educational Agencies $169,721
84.027 Special Education_grants to States $150,781
93.778 Medical Assistance Program $102,852
10.553 School Breakfast Program $68,461
10.579 Child Nutrition Discretionary Grants Limited Availability $24,589
84.358 Rural Education $22,267
84.367 Improving Teacher Quality State Grants $20,515
84.424 Student Support and Academic Enrichment Program $13,125
10.582 Fresh Fruit and Vegetable Program $10,548
10.559 Summer Food Service Program for Children $9,102
84.048 Career and Technical Education -- Basic Grants to States $6,001
84.173 Special Education_preschool Grants $4,946
84.365 English Language Acquisition State Grants $1,000