Finding 583719 (2023-001)

Significant Deficiency Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2023
Accepted
2024-01-04
Audit: 9447
Auditor: Abdo LLP

AI Summary

  • Core Issue: Employee credit card transactions were missing from monthly Board packets, leading to a lack of oversight.
  • Impacted Requirements: This omission violates the Uniform Guidance, which mandates internal controls over expenditures.
  • Recommended Follow-Up: Ensure the bills report is reviewed before each meeting to include all expenses, including credit card purchases.

Finding Text

U.S. Department of Education Passed through State of Minnesota Title I Grants to Local Education Agencies Activities Allowed or Unallowed and Allowable Cost/Cost Principles Deficiency in Internal Control over Compliance Employee Credit Card Transactions Condition: During our audit, it came to our attention that employee credit card transactions were not included in monthly Board packets. Criteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) requires internal control procedures to be performed over expenditures. Cause: The report of all Cooperative disbursements that is given to the Board at each meeting did not include employee credit card transactions. Effect: The Board is unable to review employee credit card purchases thus increasing the risk of improper purchases. Recommendation: We recommend that the bills report be reviewed before every meeting to ensure all bills, EFT’s, and credit card purchases are included. Management Response: The Cooperative corrected this deficiency in February of fiscal year 2023.

Categories

Allowable Costs / Cost Principles Procurement, Suspension & Debarment

Other Findings in this Audit

  • 7277 2023-001
    Significant Deficiency Repeat
  • 7278 2023-002
    Significant Deficiency
  • 583720 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $1.20M
84.027 Special Education_grants to States American Rescue Plan (arp) $1.14M
84.048 Career and Technical Education -- Basic Grants to States $662,413
84.173 Special Education_preschool Grants $335,948
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $324,943
84.411 Education Innovation Research $302,049
84.027 Special Education_grants to States $268,221
84.367 Supporting Effective Instruction State Grants $166,400
84.181 Special Education-Grants for Infants and Families $143,306
84.027 Special Education_grants to States American Rescue Plan (arp) Coordinated Early Invention Services $130,016
84.173 American Rescue Plan (arp) Preschool Grants for Children with Disabilities $95,277
84.181 Regional Ieic Grant for Children Ages Birth to 2 $40,641
32.009 Emergency Connectivity Fund Program $36,750
84.184 School Safety National Activities $2,886
84.425 Education Stabilization Fund $1,746