Finding 583713 (2023-003)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-01-03

AI Summary

  • Core Issue: Cash disbursements lacked proper documentation for review and approval.
  • Impacted Requirements: Internal controls must ensure cash disbursements are reviewed and approved to prevent fraud.
  • Recommended Follow-Up: Implement procedures for review and approval by someone without custody or recordkeeping duties.

Finding Text

Condition: Review and approval of cash disbursements were not documented. Criteria: Internal controls should be in place that provide reasonable assurance that cash disbursements are reviewed and approved. Cause: The Organization did not follow procedures to ensure documentation of the review and approval of cash disbursements. Effect: Lack of review and approval of cash disbursements could lead to inappropriate or fraudulent disbursements not being prevented or detected and corrected timely, resulting in misstatements to the financial statements. Recommendation: Procedures should be implemented to ensure cash disbursements are reviewed and approved by an individual who does not have custody or recordkeeping responsibilities. Views of Responsible Officials and Planned Corrective Actions: Management agrees with this finding and recommended procedures were implemented prior to year end.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 7267 2023-004
    Significant Deficiency
  • 7268 2023-004
    Significant Deficiency
  • 7269 2023-004
    Significant Deficiency
  • 7270 2023-004
    Significant Deficiency
  • 7271 2023-003
    Significant Deficiency
  • 583709 2023-004
    Significant Deficiency
  • 583710 2023-004
    Significant Deficiency
  • 583711 2023-004
    Significant Deficiency
  • 583712 2023-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.829 Section 223 Demonstration Programs to Improve Community Mental Health Services $1.02M
93.558 Temporary Assistance for Needy Families $526,450
93.696 Certified Community Behavioral Health Clinic Expansion Grants $513,567
93.279 Drug Abuse and Addiction Research Programs $434,344
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $343,310
93.914 Hiv Emergency Relief Project Grants $60,223
93.959 Block Grants for Prevention and Treatment of Substance Abuse $48,231
93.498 Provider Relief Fund $43,259
10.555 National School Lunch Program $33,431
14.231 Emergency Solutions Grant Program $25,371
93.958 Block Grants for Community Mental Health Services $25,151
93.788 Opioid Str $12,748