Finding 583543 (2023-005)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-01-02

AI Summary

  • Core Issue: The District overspent on multiple budget line items without amending grant budgets with the grantor agency.
  • Impacted Requirements: The District failed to maintain a control system for budget compliance and monitoring expenditures against approved budgets.
  • Recommended Follow-Up: Implement controls to ensure budget amendments are approved before spending and monitor costs to ensure only eligible expenses are charged to federal grants.

Finding Text

Condition: The District did not amend grant budgets with the grantor agency before spending. Elementary and Secondary School Emergency Relief Fund II was overspent on two budget line items. Elementary and Secondary School Emergency Relief Fund III was overspent on two budget line items. ARP Homeless Children and Youth HCY I was overspent on one budget line item. Criteria: The District is responsible for having a system of controls to ensure compliance with budget requirements of the grantor agency and for monitoring of expenditures against approved budgets. Cause: The District did not have a control process to summarize grants expended over multiple fiscal years against original budgets. Current year budgets in district software were not moified to represent the remainder of spending by budget line. While the District was working with the granting agency on allowed spending and discussed amending the budgets, the budgets were not amended prior to the spending. Effect: Federal expenditures for disallowed activities could occur if budgets are not approved in advance and spent accordingly. Recommendation: The District should implement controls to prevent obligation or spending that would cause the categorical budget to be exceeded without first securing an approved budget amendment. Further, the District should implement controls to monitor that only costs to be claimed on federal grants are being coded to those functions.

Categories

Subrecipient Monitoring

Other Findings in this Audit

  • 7100 2023-004
    Significant Deficiency
  • 7101 2023-005
    Significant Deficiency
  • 583542 2023-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.041 Impact Aid $9.08M
84.299 Indian Education -- Special Programs for Indian Children $1.96M
84.184 Safe and Drug-Free Schools and Communities_national Programs $805,171
84.010 Title I Grants to Local Educational Agencies $591,130
93.600 Head Start $269,518
10.555 National School Lunch Program $183,352
84.060 Indian Education_grants to Local Educational Agencies $140,860
10.553 School Breakfast Program $57,216
15.130 Indian Education_assistance to Schools $51,416
10.582 Fresh Fruit and Vegetable Program $23,410
10.569 Emergency Food Assistance Program (food Commodities) $21,610
84.358 Rural Education $19,979
10.559 Summer Food Service Program for Children $16,871
10.558 Child and Adult Care Food Program $10,977
84.425 Education Stabilization Fund $6,801
10.579 Child Nutrition Discretionary Grants Limited Availability $5,000
84.048 Career and Technical Education -- Basic Grants to States $2,660