Finding 58316 (2022-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-02-28

AI Summary

  • Core Issue: The District did not obtain the required secondary approval for emergency purchases from 3 out of 10 vendors, violating their own purchasing policy.
  • Impacted Requirements: Compliance with 2 CFR Part 200 regarding procurement internal controls is not fully met due to lapses in approval processes.
  • Recommended Follow-up: The District should review and strengthen their procurement controls to ensure adherence to their purchasing policy for emergency purchases.

Finding Text

Criteria or specific requirement: 2 CFR Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Award requires compliance with procurement. Cherry Creek School District No. 5 (the District) should have internal controls designed to ensure compliance with those provisions. Condition: We noted that the District does have policies and procedures in place for compliance with procurement requirements. However, we noted three out of ten vendors did not have the secondary approval required for emergency purchases stated in their purchasing policy. Questioned costs: None. Context: Due to the increase in number of meals served as part of the free meals offered to students and an increase in prices of food, the District encountered more emergency purchases than in previous years. In the case of an emergency purchase, the District requires two approvals, with the personnel level varying depending on the dollar threshold of the purchase. The District did not obtain the secondary approval required for emergency purchases, as stated in their purchasing policy, for three out of ten vendors tested. Cause: The District did not follow their purchasing policy surrounding approvals of emergency purchases. Effect: The auditor noted an instance of noncompliance with their purchasing policy. The District did not obtain the second level of approvals regarding emergency purchases. Repeat Finding: No. Recommendation: We recommend the District review their controls and procedures surrounding procurement to ensure their purchasing policy is followed for approvals of emergency purchases. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Criteria or specific requirement: 2 CFR Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Award requires compliance with procurement. Cherry Creek School District No. 5 (the District) should have internal controls designed to ensure compliance with those provisions. Condition: We noted that the District does have policies and procedures in place for compliance with procurement requirements. However, we noted three out of ten vendors did not have the secondary approval required for emergency purchases stated in their purchasing policy. Questioned costs: None. Context: Due to the increase in number of meals served as part of the free meals offered to students and an increase in prices of food, the District encountered more emergency purchases than in previous years. In the case of an emergency purchase, the District requires two approvals, with the personnel level varying depending on the dollar threshold of the purchase. The District did not obtain the secondary approval required for emergency purchases, as stated in their purchasing policy, for three out of ten vendors tested. Cause: The District did not follow their purchasing policy surrounding approvals of emergency purchases. Effect: The auditor noted an instance of noncompliance with their purchasing policy. The District did not obtain the second level of approvals regarding emergency purchases. Repeat Finding: No. Recommendation: We recommend the District review their controls and procedures surrounding procurement to ensure their purchasing policy is followed for approvals of emergency purchases. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Procurement, Suspension & Debarment Allowable Costs / Cost Principles

Other Findings in this Audit

  • 58317 2022-001
    Significant Deficiency
  • 58318 2022-001
    Significant Deficiency
  • 58319 2022-001
    Significant Deficiency
  • 58320 2022-001
    Significant Deficiency
  • 634758 2022-001
    Significant Deficiency
  • 634759 2022-001
    Significant Deficiency
  • 634760 2022-001
    Significant Deficiency
  • 634761 2022-001
    Significant Deficiency
  • 634762 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.553 Seamless Summer Option (sso)-Lunch (sre 94 Optional) $18.35M
84.425 Covid-19: Elementary and Secondary School Emergency Relief Fund (esser Ii) $14.87M
84.027 Special Education--Grants to States (idea, Part B) $10.71M
84.010 Title I Grants to Local Educational Agencies (title I, Part of Esea) $4.79M
10.553 Seamless Summer Option (sso)-Breakfast (sre 94 Optional) $4.60M
84.425 Covid-19: American Rescue Plan Elementary and Secondary School Emergency Relief (arp Esser Iii, Set Aside) $4.44M
84.027 Covid-19: Special Education--Grants to States (idea, Arp) $1.95M
10.555 Usda Commodities $1.28M
10.555 Supply Chain Assistance (sca) $777,201
84.371 Comprehensive Literacy State Development Program (clsd) $731,593
84.365 English Language Acquisition Grants (title Iii) $458,279
84.367 Supporting Effective Instruction State Grants (title Iia) $289,515
84.048 Vocational Education - Basic Grants to States (perkins Iii) $287,493
84.424 Student Support and Academic Enrichment Program (title Iv) $287,084
84.010 Title I Part A: Improving Basic Programs Operated by Schools $272,673
10.559 Summer Food Service Program $246,162
84.173 Special Education--Preschool Grants (idea Preschool) $236,169
84.425 Covid-19: American Rescue Plan Elementary and Secondary School Emergency Relief (arp Esser Iii) $146,975
84.425 Covid-19: American Rescue Plan Elementary and Secondary School Emergency Relief Homeless Children and Youth (arp-Hcy) $40,606
84.173 Covid-19: Special Education--Preschool Grants (idea Preschool, Arp) $31,296
45.310 Lsta Arpa State Library Program $25,097
84.060 Indian Education - Grants to Local Educational Agencies (easie) $4,000