Finding 582873 (2023-003)

-
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2023-12-22

AI Summary

  • Core Issue: Discrepancies were found in the Title II, Part A Expenditure Report due to inadequate controls in the ConApp reporting process.
  • Impacted Requirements: Compliance with 20 U.S. Code § 7845 (a) (1) regarding accurate consolidated reporting for federal funds.
  • Recommended Follow-up: Strengthen controls over the ConApp reporting process to ensure accurate reconciliation between accounting records and submissions.

Finding Text

Criteria 20 U.S. Code § 7845 (a) (1), “A local educational agency receiving funds under more than one covered program may submit plans or applications to the State educational agency under those programs on a consolidated basis.” This Consolidated Application (ConApp) is used by the California Department of Education (CDE) to distribute categorical funds from various federal programs (e.g., Title I, Part A; Title II) to county offices, school districts, and direct funded charter schools throughout California. Improving Teacher Quality State Grants (Title II, Part A) funds are allocated based on the following formula: (a) 20 percent based on the relative number of individuals age five through seventeen, and (b) 80 percent based on the relative numbers of individuals age five through seventeen from families with incomes below the poverty line, residing in the area the local educational agency (LEA) serves based on U.S. Census or state alternative poverty data. Condition We sampled a total of three (3) out of five (5) ConApp reports submitted in the fiscal year 2022-23. Our review identified discrepancies in the reported amount for Title II, Part A FY 2021-22 Expenditure Report, 12 Months as follows: Our sample was a statistically valid sample. Cause and Effect The discrepancies in the ConApp reporting can be attributed to a lack of adequate control measures within the reporting process, which has led to non-compliance with ConApp reporting requirement. Questioned Costs Not applicable - Title II, Part A funds are allocated based on a specific population and poverty-based formula, not based on expenditures. Recommendation We recommend that the District strengthen and improve its existing controls over the ConApp reporting process to ensure that all reported information is reconciled between the accounting records and the ConApp submissions.

Categories

Reporting

Other Findings in this Audit

  • 6422 2023-001
    Material Weakness Repeat
  • 6423 2023-001
    Material Weakness Repeat
  • 6424 2023-001
    Material Weakness Repeat
  • 6425 2023-002
    Material Weakness Repeat
  • 6426 2023-002
    Material Weakness Repeat
  • 6427 2023-001
    Material Weakness Repeat
  • 6428 2023-001
    Material Weakness Repeat
  • 6429 2023-001
    Material Weakness Repeat
  • 6430 2023-001
    Material Weakness Repeat
  • 6431 2023-003
    -
  • 6432 2023-001
    Material Weakness Repeat
  • 582864 2023-001
    Material Weakness Repeat
  • 582865 2023-001
    Material Weakness Repeat
  • 582866 2023-001
    Material Weakness Repeat
  • 582867 2023-002
    Material Weakness Repeat
  • 582868 2023-002
    Material Weakness Repeat
  • 582869 2023-001
    Material Weakness Repeat
  • 582870 2023-001
    Material Weakness Repeat
  • 582871 2023-001
    Material Weakness Repeat
  • 582872 2023-001
    Material Weakness Repeat
  • 582874 2023-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $302.52M
10.553 School Breakfast Program $94.52M
32.009 Emergency Connectivity Fund Program $59.73M
84.424 Student Support and Academic Enrichment Program $28.69M
10.555 National School Lunch Program $23.56M
84.367 Improving Teacher Quality State Grants $23.46M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $18.09M
10.559 Summer Food Service Program for Children $11.38M
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $9.95M
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $9.81M
84.010 Title I Grants to Local Educational Agencies $5.53M
84.002 Adult Education - Basic Grants to States $3.92M
10.558 Child and Adult Care Food Program $2.74M
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $1.90M
93.575 Child Care and Development Block Grant $1.83M
97.039 Hazard Mitigation Grant $1.81M
12.U01 Reserve Officer Training Corps Vitalization Act $1.73M
84.181 Special Education-Grants for Infants and Families $1.18M
93.505 Affordable Care Act (aca) Maternal, Infant, and Early Childhood Home Visiting Program $900,274
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $720,361
93.079 Cooperative Agreements to Promote Adolescent Health Through School-Based Hiv/std Prevention and School-Based Surveillance $681,385
84.196 Education for Homeless Children and Youth $253,128
93.600 Head Start $250,020
84.365 English Language Acquisition State Grants $187,783
84.287 Twenty-First Century Community Learning Centers $173,808
17.258 Wia Adult Program $158,680
17.245 Trade Adjustment Assistance $142,969
17.259 Wia Youth Activities $100,000
93.778 Medical Assistance Program $74,503
84.173 Special Education_preschool Grants $72,014
93.566 Refugee and Entrant Assistance_state Administered Programs $48,092
12.900 Language Grant Program $36,199
84.011 Migrant Education_state Grant Program $36,070
93.558 Temporary Assistance for Needy Families $28,214
10.665 Schools and Roads - Grants to States $25,382
20.205 Highway Planning and Construction $23,761
84.048 Career and Technical Education -- Basic Grants to States $13,462
10.170 Specialty Crop Block Grant Program - Farm Bill $5,570
16.839 Stop School Violence $3,646
10.574 Team Nutrition Grants $2,201
94.014 Martin Luther King JR Day of Service Grants $145
84.027 Special Education_grants to States $14