Finding 582007 (2023-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2023-12-19

AI Summary

  • Core Issue: The Organization's procurement and conflict of interest policies lack essential elements required by federal standards.
  • Impacted Requirements: Compliance with procurement standards outlined in 2 CFR sections 200.318 through 200.326 is not met.
  • Recommended Follow-Up: The Organization should revise its policies to align with federal procurement criteria to mitigate compliance risks.

Finding Text

Federal Agency: Department of the Treasury, Department of Health and Human Services Federal Program Name: Coronavirus State and Local Fiscal Recovery Funds, Substance Abuse and Mental Health Services Projects of Regional and National Significance Listing Number: 21.027, 93.243 Federal Award Identification Number and Year: H79TI080926, 2023 Pass-Through Agency: City of Hartford, Career Resources Inc. Pass-Through Number: C2212 Award Period: 2023 Type of Finding: Significant Deficiency in Internal Control over Compliance and Other Matters Criteria or Specific Requirement: The Organization must comply with procurement standards set out at 2 CFR sections 200.318 through 200.326 within Uniform Guidance. Condition: The procurement policy and conflict of interest policy of the Organization do not include the essential elements as outlined in 2 CFR sections 200.318 through 200.326. Questioned costs: None Context: We reviewed the procurement policy and conflict of interest policy of the Organization and noted that the policies do not include the essential compliance elements as outlined in 2 CFR sections 200.318 through 200.326. Cause: Management was unaware of the restrictive requirements of the new procurement standards. Effect: With the absence of a compliant policy, the Organization is at risk for noncompliance as it relates to federal procurement. Repeat Finding: No Recommendation: We recommend that the Organization review its procurement policy and conflict of interest policy and make necessary changes to comply with the criteria as set out in 2 CFR sections 200.318 and 200.326. Views of Responsible Officials: There is no disagreement with the audit finding.

Categories

Procurement, Suspension & Debarment Significant Deficiency

Other Findings in this Audit

  • 5564 2023-001
    Significant Deficiency
  • 5565 2023-001
    Significant Deficiency
  • 5566 2023-001
    Significant Deficiency
  • 5567 2023-002
    Significant Deficiency
  • 5568 2023-002
    Significant Deficiency
  • 5569 2023-002
    Significant Deficiency
  • 582006 2023-001
    Significant Deficiency
  • 582008 2023-001
    Significant Deficiency
  • 582009 2023-002
    Significant Deficiency
  • 582010 2023-002
    Significant Deficiency
  • 582011 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $273,290
21.027 Coronavirus State and Local Fiscal Recovery Funds $218,472
17.270 Reintegration of Ex-Offenders $187,813
93.788 Opioid Str $108,712
14.218 Community Development Block Grants/entitlement Grants $53,058
16.812 Second Chance Act Reentry Initiative $27,897