Finding 58013 (2022-002)

Significant Deficiency
Requirement
F
Questioned Costs
$1
Year
2022
Accepted
2023-05-24

AI Summary

  • Core Issue: The District spent $71,283 on equipment without getting required preapproval from the California Department of Education.
  • Impacted Requirements: Compliance with Title 2, Code of Federal Regulations, Part 200, Subpart E, Section 200.439, which mandates prior written approval for purchases over $5,000.
  • Recommended Follow-Up: The District should review compliance requirements and establish a procedure to ensure all future purchases receive necessary approvals.

Finding Text

2022-002 50000 (Significant Deficiency and Noncompliance) Federal Program Affected Program Name: COVID-19: Elementary and Secondary Emergency Relief II (ESSER II) Fund Assistance Listing Number: 84.425D Federal Agency: U.S. Department of Education Pass-Through Entity: California Department of Education Compliance Requirement: Equipment and Real Property Management Type of Finding: Significant Deficiency and Noncompliance Criteria or Specific Requirements Title 2, Code of Federal Regulations, Part 200, Subpart E, Section 200.439 requires the District to obtain written approval from the California Department of Education (CDE) prior to purchasing equipment for which the per unit costs exceeds $5,000. Condition The District expended $71,283 of ESSER II funds on capital expenditures that were not preapproved by the pass-through agency, as required. The District has submitted the request for a retroactive approval in March 2023; however, the District has not received a response. Questioned Costs As a result of the condition identified above, a total of $71,283 in questioned costs were identified. Context The condition was identified as a result of inquiry with the District's Business Services personnel and review of ESSER II expenditures and related invoices. Effect The District currently assumes all the risk of non-compliance with requirements stated under Title 2, Code of Federal Regulations, Part 200, Subpart E, Section 200.439 due to the lack of preapproval from the pass-through agency, as required.Cause The condition identified appears to have materialized due to the District's lack of awareness of requirements under Title 2, Code of Federal Regulations, Part 200, Subpart E, Section 200.439. Repeat Finding No. Recommendation The District should review the requirements stated in Title 2, Code of Federal Regulations, Part 200, Subpart E, Section 200.439 and implement a procedure to address the deficiency currently identified. Corrective Action Plan and Views of Responsible Officials The District?s Budget and Purchasing Technician will ensure that each department manager submits the requirements with the needs to the State prior to purchasing.

Corrective Action Plan

Corrective Action Plan and Views of Responsible Officials The District?s Budget and Purchasing Technician will ensure that each department manager submits the requirements with the needs to the State prior to purchasing.

Categories

Questioned Costs Equipment & Real Property Management Subrecipient Monitoring Significant Deficiency

Other Findings in this Audit

  • 58012 2022-003
    Significant Deficiency
  • 634454 2022-003
    Significant Deficiency
  • 634455 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.041 Impact Aid $5.69M
10.555 National School Lunch Program $304,920
84.010 Title I Grants to Local Educational Agencies $270,978
84.060 Indian Education_grants to Local Educational Agencies $233,484
10.665 Schools and Roads - Grants to States $223,639
10.553 School Breakfast Program $141,533
84.424 Student Support and Academic Enrichment Program $62,980
84.367 Improving Teacher Quality State Grants $56,993
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $53,437
84.027 Special Education_grants to States $46,406
84.358 Rural Education $16,820
84.425 Education Stabilization Fund $14,232
84.048 Career and Technical Education -- Basic Grants to States $9,763
10.558 Child and Adult Care Food Program $6,860
10.649 Pandemic Ebt Administrative Costs $3,063
15.226 Payments in Lieu of Taxes $1,062