Finding 579625 (2022-002)

Significant Deficiency
Requirement
G
Questioned Costs
-
Year
2022
Accepted
2023-12-04

AI Summary

  • Core Issue: The District could not locate documentation for $6,225.31 in matched costs for the water efficiency project.
  • Impacted Requirements: The grant requires proper documentation to support all matched amounts, which was not met due to misplaced records.
  • Recommended Follow-Up: Implement weekly record-keeping practices to ensure accurate documentation of in-kind labor and equipment usage moving forward.

Finding Text

WaterSMART (Sustain and Manage America’s Resources for Tomorrow) Assistance Listing Number 15.507, Matching Condition: The District used a spreadsheet to track matched costs for the water efficiency project. The District Charge-Out Slips were used to document hours worked and equipment used, with the hourly rates and totals supporting the in-kind match. The District could not find the Charge-Out Slips supporting $6,225.31 in matched amounts. Criteria: The grant award for the water efficiency project showed the award total of $75,000 of federal funding and non-federal (District) share as $87,295. Documentation should be retained to support the matched amount. Context: The District met the match requirement, but could not find support for $6,255.31. Effect: There is unsupported amounts for the match reported on the federal financial reports. Cause: There was turnover in the staff position responsible for tracking this information. The Charge-Out Slips were misplaced. Audit Recommendation: We recommend the District retain documentation supporting match amounts. District’s Response: The in-kind, recipient match requirement for this grant was comprised predominantly of recipient labor and equipment usage. Poor record keeping by a past employee resulted in inadequate, in-house documentation to support the in-kind services being claimed as a match. Going forward, weekly record keeping of the in-kind labor and recipient’s equipment usage will result in more accurate documentation. As mentioned, the dollar-for-dollar match requirement was sufficiently met and the undocumented $6,255.31 was for in-kind services above the grant match requirement threshold.

Categories

Matching / Level of Effort / Earmarking Reporting Equipment & Real Property Management

Other Findings in this Audit

  • 3183 2022-002
    Significant Deficiency
  • 3184 2022-003
    Significant Deficiency
  • 3185 2022-004
    Significant Deficiency
  • 579626 2022-003
    Significant Deficiency
  • 579627 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
15.507 Watersmart (sustaining and Manage America's Resources for Tomorrow) $1.45M