Finding 578827 (2022-001)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-11-27
Audit: 4076
Organization: Allen County (OH)

AI Summary

  • Core Issue: The County submitted 50% of Status Reports late, and 16% had discrepancies between receipts and expenditures.
  • Impacted Requirements: Compliance with 2 CFR regulations and grant agreement terms regarding timely and accurate reporting.
  • Recommended Follow-Up: Implement a control system to ensure reports are prepared accurately and submitted on time.

Finding Text

2 CFR § 2400.101 gives regulatory effect to the Department of Housing and Urban Development for 2 C.F.R. § 200.328 which states, unless otherwise approved by OMB, the Federal awarding agency must solicit only the OMB-approved governmentwide data elements for collection of financial information (at time of publication the Federal Financial Report or such future, OMB-approved, governmentwide data elements available from the OMB-designated standards lead. This information must be collected with the frequency required by the terms and conditions of the Federal award, but no less frequently than annually nor more frequently than quarterly except in unusual circumstances, for example where more frequent reporting is necessary for the effective monitoring of the Federal award or could significantly affect program outcomes, and preferably in coordination with performance reporting. The Federal awarding agency must use OMB-approved common information collections, as applicable, when providing financial and performance reporting information. 2 CFR § 200.208 states, in part, that Federal awarding agencies are responsible for ensuring that specific Federal award conditions are consistent with the program design reflected in § 200.202 and include clear performance expectations of recipients as required in § 200.301. The Federal awarding agency or pass-through entity may adjust specific Federal award conditions as needed, in accordance with this section, based on an analysis of specified factors. Additional Federal award conditions may be added provided the applicant or non-Federal entity has been notified, and any additional requirements must be promptly removed once the conditions that prompted them have been satisfied. Additional Federal award conditions may include items such as additional, more detailed financial reports. The State of Ohio Community Development Block Grant (CDBG) Program Grant Agreements for the Village of Lafayette Water Line Project (B-W-20-1AB-1), the Gomer Wastewater Collection System Project (B-W-1AB-3) and Village of Harrod Water Line Project (B-W-20-1AB-2), state that the grantee shall submit the required reports in an adequate and timely fashion. Granter shall provide a format for these reports and shall instruct Grantee on the proper completion of said reports. All report forms and requirements listed herein shall be provided by Granter, but shall not be construed to limit Granter in making additional and/or further requests, nor in the change or addition of detail to the items listed. The Grantee shall submit to Granter a Status Report within 30 days of the request by Granter. The County submitted Status Reports; however, three out of six (fifty percent) Status Reports were submitted between three to six months late and for one out of six (sixteen percent) Status Reports the receipts and expenditures did not agree to the County records. Reporting errors could adversely affect future grant awards. A control system should be implemented to help ensure required reports are accurately prepared and submitted in a timely manner.

Categories

Subrecipient Monitoring Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 2385 2022-001
    Material Weakness
  • 2386 2022-002
    Material Weakness
  • 578828 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.558 Temporary Assistance for Needy Families $5.41M
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $2.27M
93.563 Child Support Enforcement $1.64M
93.658 Foster Care_title IV-E $1.34M
93.778 Medical Assistance Program $976,853
93.659 Adoption Assistance $918,688
10.760 Water and Waste Disposal Systems for Rural Communities $843,845
93.667 Social Services Block Grant $773,549
93.767 Children's Health Insurance Program $559,163
17.278 Wia Dislocated Worker Formula Grants $341,770
17.258 Wia Adult Program $337,005
17.259 Wia Youth Activities $330,578
21.027 Coronavirus State and Local Fiscal Recovery Funds $296,501
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $207,214
84.181 Special Education-Grants for Infants and Families $157,822
93.556 Marylee Allen Promoting Safe and Stable Families Program $143,991
93.575 Child Care and Development Block Grant $116,170
93.645 Stephanie Tubbs Jones Child Welfare Services Program $85,106
17.225 Unemployment Insurance $54,290
93.747 Elder Abuse Prevention Interventions Program $27,870
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $25,861
16.738 Edward Byrne Memorial Justice Assistance Grant Program $21,449
97.067 Homeland Security Grant Program $21,231
20.600 State and Community Highway Safety $20,920
17.207 Employment Service/wagner-Peyser Funded Activities $18,336
16.593 Residential Substance Abuse Treatment for State Prisoners $15,792
17.277 Workforce Investment Act (wia) National Emergency Grants $15,355
20.608 Minimum Penalties for Repeat Offenders for Driving While Intoxicated $13,552
17.245 Trade Adjustment Assistance $2,878