Finding 578232 (2023-002)

Significant Deficiency
Requirement
E
Questioned Costs
$1
Year
2023
Accepted
2023-11-14
Audit: 3116
Auditor: Capincrouse LLP

AI Summary

  • Core Issue: Three out of 28 students had incorrect Pell Grant awards due to enrollment status errors.
  • Impacted Requirements: This violates 34 CFR 690.63(b), leading to questioned costs of $1,273.
  • Recommended Follow-Up: Implement new procedures to ensure Pell awards align with enrollment status.

Finding Text

Incorrect Pell Calculations Significant Deficiency DEPARTMENT OF EDUCATION ALN #: 84.063 Pell Grants Federal Award Identification: 2022-2023 Award Year Condition: 3 students out of 28 tested were not properly awarded Pell based on enrollment status and eligibility. Criteria: 34 CFR 690.63(b) Questioned Costs: $1,273 Context: In the eligibility and disbursement testing, out of 28 students tested, 3 students had Pell awarding errors. 1 student was over awarded Pell by $811, 1 student was over awarded Pell by $462, and 1 student was under awarded Pell by $1,645 as Pell was not awarded and disbursed at all though the student was eligible. These were all corrected as part of the audit process. Cause: University oversight and lack of review at the census dates. Effect: Pell was not awarded correctly based on enrollment status. Identification as repeat finding, if applicable: N/A Recommendation: We recommend the University implement procedures and controls to update Pell to be in alignment with enrollment status. Views of Responsible Officials and Planned Corrective Action: Management is in agreement with this finding. See attached corrective action plan.

Categories

Questioned Costs Internal Control / Segregation of Duties Student Financial Aid Eligibility Significant Deficiency

Other Findings in this Audit

  • 1788 2023-001
    Material Weakness
  • 1789 2023-001
    Material Weakness
  • 1790 2023-002
    Significant Deficiency
  • 1791 2023-003
    -
  • 578230 2023-001
    Material Weakness
  • 578231 2023-001
    Material Weakness
  • 578233 2023-003
    -

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $7.44M
84.038 Federal Perkins Loan Program $2.31M
84.063 Federal Pell Grant Program $2.12M
84.007 Federal Supplemental Educational Opportunity Grants $522,881
84.033 Federal Work-Study Program $272,503
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $15,088