Finding 577591 (2023-001)

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Requirement
N
Questioned Costs
-
Year
2023
Accepted
2023-11-03
Audit: 2202
Auditor: Uhy LLP

AI Summary

  • Core Issue: The College failed to notify borrowers when their Perkins loans were paid in full, violating federal regulations.
  • Impacted Requirements: Non-compliance with 34 CFR 674.19(e)(4)(iii) regarding loan documentation and borrower notification.
  • Recommended Follow-Up: Implement a procedure to ensure borrowers receive the required documentation and notifications for paid loans, and collaborate with University Accounting Services to manage this process moving forward.

Finding Text

Federal Assistance Listing Number: 84.038 Federal Perkins Loan Program Criteria: Per 34 CFR 674.19(e)(4)(iii), after the loan obligation is satisfied, the institution shall return the original or a true and exact copy of the note marked “paid in full” to the borrower, or otherwise notify the borrower in writing that the loan is paid in full, and retain a copy for the prescribed period. Condition: For students whose Perkins loans were paid off, the College did not return the original or a true and exact copy of the note to the borrower, or otherwise notify the borrower in writing that the loan was paid in full. Cause: The College has undergone transitions in personnel in several departments, impacting the transfer of knowledge for Perkins program requirements since its termination in 2017. Effect: The College is not in compliance with the federal regulations regarding the notification as well as retention of Perkins loan records. Prevalence: The College has not made the required communication to student borrowers whose Perkins loans were paid in full. Recommendation: The College should add the procedure to, as each loan obligation is satisfied, return the original or a true and exact copy of the note marked “paid in full” to the student borrower, or otherwise notify the student in writing that the loan is paid in full, and retain a copy for the prescribed period. Management’s Response and Planned Corrective Action: The College will take corrective action with their third party service provider, University Accounting Services (UAS) to send the required communications to students with loans that have been paid in full. The College also plans to contract with UAS to send these communications to borrowers as the loans are paid off going forward.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $14.24M
93.342 Health Professions Student Loans, Including Primary Care Loans/loans for Disadvantaged Students $1.38M
84.063 Federal Pell Grant Program $949,237
84.038 Federal Perkins Loan Program $500,638
84.033 Federal Work-Study Program $179,714
84.007 Federal Supplemental Educational Opportunity Grants $171,979
93.839 Blood Diseases and Resources Research $156,130
93.435 Innovative State and Local Public Health Strategies to Prevent and Manage Diabetes and Heart Disease and Stroke- $66,206
11.619 Arrangements for Interdisciplinary Research Infrastructure $54,816
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $38,480
93.396 Cancer Biology Research $31,229
93.859 Biomedical Research and Research Training $19,572
93.855 Allergy, Immunology and Transplantation Research $6,469